Sam Fleischman Email & Phone Number
Senior Regulatory Compliance Professional @ Compliance Risk Concepts (CRC)
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Sam Fleischman Location
- New York, NY, US
Sam Fleischman Work
- Senior Regulatory Compliance Professional @ (March 2020 - Present)
- Director, Head of Americas Control Room @ (August 2017 - January 2019)
- Executive Director-Global Head of Control Room and Americas Head of Compliance Advisory for IBD @ (March 2001 - August 2016)
- Compliance Officer @ Donaldson, Lufkin & Jenrette (January 1998 - January 2001)
- Vice President-Compliance @ (January 1995 - January 1998)
- Assistant Vice President-Compliance @ (January 1991 - January 1995)
- Assistant Vice President @ (March 1990 - May 1991)
- Assistant Vice President @ (July 1988 - February 1990)
- Compliance Analyst @ Shearson Lehman (August 1986 - June 1988)
Sam Fleischman Education
- Indiana University - Kelley School of Business
B.S (B.S, Marketing/Advertising)
1982-1986
Sam Fleischman Skills
- Private Equity
- FINRA
- Series 63
- Capital Markets
- Investment Banking
- Team Building
- Financial Modeling
- Due Diligence
- Valuation
- Compliance Procedures
- Fixed Income
- Corporate Finance
- Securities Regulation
- Financial Analysis
- Equities
- Hedge Funds
- Equity Research
Sam Fleischman Summary
- Sam Fleischman, based in New York, NY, US, is currently a Senior Regulatory Compliance Professional at Compliance Risk Concepts (CRC). Sam Fleischman brings experience from previous roles at Credit Suisse, UBS Investment Bank, Donaldson, Lufkin & Jenrette and Citibank. Sam Fleischman holds a 1982 - 1986 B.S in B.S, Marketing/Advertising @ Indiana University - Kelley School of Business. With a robust skill set that includes Private Equity, FINRA, Series 63, Capital Markets, Investment Banking and more. Sam Fleischman has 2 emails and 1 mobile phone numbers on RocketReach.
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