Sam Fleischman Email & Phone Number

Senior Regulatory Compliance Professional @ Compliance Risk Concepts (CRC)

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Sam Fleischman Location

New York, NY, US

Sam Fleischman Work

2020 - now Senior Regulatory Compliance Professional @ Compliance Risk Concepts (CRC)
2017 - 2019 Director, Head of Americas Control Room @ Credit Suisse
2001 - 2016 Executive Director-Global Head of Control Room and Americas Head of Compliance Advisory for IBD @ UBS Group AG

1998 - 2001 Compliance Officer @ Donaldson, Lufkin & Jenrette
1995 - 1998 Vice President-Compliance @ Citi
1991 - 1995 Assistant Vice President-Compliance @ NatWest
1990 - 1991 Assistant Vice President @ Bankers Trust
1988 - 1990 Assistant Vice President @ Drexel Burnham Lambert
1986 - 1988 Compliance Analyst @ Shearson Lehman

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Sam Fleischman Education

Indiana University - Kelley School of Business
B.S (Marketing/Advertising)
1982 - 1986

Sam Fleischman Skills

Private Equity
FINRA
Series 63

Capital Markets
Investment Banking
Team Building
Financial Modeling
Due Diligence
Valuation
Compliance Procedures

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Sam Fleischman Summary

Sam Fleischman, based in New York, NY, US, is currently a Senior Regulatory Compliance Professional at Compliance Risk Concepts (CRC). Sam Fleischman brings experience from previous roles at Credit Suisse, UBS Investment Bank, Donaldson, Lufkin & Jenrette and Citibank. Sam Fleischman holds a 1982 - 1986 B.S in Marketing/Advertising @ Indiana University - Kelley School of Business. With a robust skill set that includes Private Equity, FINRA, Series 63, Capital Markets, Investment Banking and more. Sam Fleischman has 2 emails and 1 mobile phone numbers on RocketReach.

Sam Fleischman Emails

Found 2 emails

Sam Fleischman Phone Numbers

Found 2 phone numbers

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