Sam Fleischman Email & Phone Number
Senior Regulatory Compliance Professional @ Compliance Risk Concepts (CRC)
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Sam Fleischman Location
- New York, NY, US
Sam Fleischman Work
- 2020 -now Senior Regulatory Compliance Professional @
- 2017 -2019 Director, Head of Americas Control Room @
- 2001 -2016 Executive Director-Global Head of Control Room and Americas Head of Compliance Advisory for IBD @
- 1998 -2001 Compliance Officer @ Donaldson, Lufkin & Jenrette
- 1995 -1998 Vice President-Compliance @
- 1991 -1995 Assistant Vice President-Compliance @
- 1990 -1991 Assistant Vice President @
- 1988 -1990 Assistant Vice President @
- 1986 -1988 Compliance Analyst @ Shearson Lehman
Sam Fleischman Education
- Indiana University - Kelley School of Business
B.S (Marketing/Advertising)
1982-1986
Sam Fleischman Skills
- Private Equity
- FINRA
- Series 63
- Capital Markets
- Investment Banking
- Team Building
- Financial Modeling
- Due Diligence
- Valuation
- Compliance Procedures
- Fixed Income
- Corporate Finance
- Securities Regulation
- Financial Analysis
- Equities
- Hedge Funds
- Equity Research
Sam Fleischman Summary
- Sam Fleischman, based in New York, NY, US, is currently a Senior Regulatory Compliance Professional at Compliance Risk Concepts (CRC). Sam Fleischman brings experience from previous roles at Credit Suisse, UBS Investment Bank, Donaldson, Lufkin & Jenrette and Citibank. Sam Fleischman holds a 1982 - 1986 B.S in Marketing/Advertising @ Indiana University - Kelley School of Business. With a robust skill set that includes Private Equity, FINRA, Series 63, Capital Markets, Investment Banking and more. Sam Fleischman has 2 emails and 1 mobile phone numbers on RocketReach.
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