Jeff Press Email & Phone Number
Senior Regulatory Compliance Professional @ Compliance Risk Concepts (CRC)
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Jeff Press Location
- Portland, OR, US
Jeff Press Work
- 2020 -now Senior Regulatory Compliance Professional @
- 2014 -now Board Member @ Greater Portland Compliance Association
- 2019 -2020 Managing Director @
- 2018 -2019 President and CCO @ Bumped Financial LLC
- 2016 -2018 Senior Field Risk Manager @
- 2015 -2016 Director of Compliance @ Aequitas Capital Receivership
- 2013 -2015 Compliance Director and Chief Compliance Officer StanCorp Investment Advisers, Inc. and StanCorp Equities @
- 2010 -2011 Director of Compliance @ Euro Pacific Capital
- 2008 -2010 Senior Compliance Consultant @
- 2005 -2008 Compliance and Risk Management @
Jeff Press Education
- State University of New York Empire State College
BS (Finance)
2012-2013 - University of Pennsylvania - The Wharton School
C.R.C.P. (Law)
2006-2008 - Nassau Community College
AA Liberal Arts (Finance)
1996-1997
Jeff Press Skills
- Series 24
- Surveillance
- AML
- Actimize
- FINRA
- Compliance
- Suitability
- NYSE Rule
- WSP
- 1940 Act
- Series 4
- Series 53
- CRCP
- KYC
- Form ADV
- Advertising Review
- Securities Act of 1933
- RIA
- Written Supervisory Procedures
- NASD Rule
- Branch Audit
- SARS
- 206(4)-7
- SMARSH
- IARD
- CRD
- Branch Examination
- Form U-4
- Financial Services
- Securities
- Mutual Funds
- Investments
- Series 7
- Equities
- Management
- Risk Management
- Insurance
- Series 63
- Due Diligence
- Alternative Investments
- Fixed Income
- Series 57
- Series 79
- Series 65
- Cybersecurity
- Regulatory Compliance
- Form U 4
- Portfolio Management
- 2064 7
- Strategic Planning
- Strategy
- Microsoft Office
- Microsoft Excel
- Business Strategy
- Returns
- Litigation
- Registered Investment Advisor
- Anti Money Laundering
- High Pressure
- Operational Control
- Expenses
- Location
- Sales
- Community
- Brokerage
- Operating Expenses
- Mentoring
- Finance
- Policy Development
- Cycles
- Oversight
- Mainframe
- Cost Effective
- Real Estate
- Complaints
- Steel Detailing
- Revenue
- Coaching
- Corporate Actions
- Change Agent
- New Account
- Metrics
- Commissioned Art
- Keyword
- Clearing
- Career Management
- Auditing
- Office Equipment
- Staffing Analysis
- PowerPoint
- Liberal Arts
- Lean Manufacturing
- Human Resources
- Pennsylvania
- Exams
- Securities Regulation
- Methodology
- Scorecard
- Settlement
- System
- Telecommunications
- Business Services
- Bloomberg
- Education
- Utilization
- Reports
- Trading Desk
- Element
- Creative Solutions
- Strategies
- Consolidation
- Training
- BMC Remedy
- Policy
- Supervisory
- Customer Service
- Press
- Streamline
- Streamlining
- Project Management
- System Monitoring
- Reporting
- Time Tracking
- High Performance Computing
- Downstream Oil And Gas
- Corporate Risk
- Written
- Consumables
- Tactics
- Business Partnering
- R
- Yahoo
- C
- Coordination
- Retail
- Tactical Management
- Applications
- Sales Practices
- Thompson
- Communication
- Schedules
- Detail
- Regulatory Risk
- Best Execution
- Advertising
- Operations
- Renovation
- Risk Assessment
- Goal Setting
- One On One
- Sales Trainings
- Cashiering
- Philosophy
- Remediation
- Software Lifecycle
- Golang
- Strategic Communications
- SEC Regulations
- Service Levels
- Vendor Relationship Management
- Brokers
- Utility
- Internal Audit
- Six Sigma
- Regulations
- Business Units
- Efficient
- Executive Management
- Branches
- Structured Finance
- Moves
- Compliance Oversight
- New York
- Reviews
- Wrap
- ADP Payroll
- Software
- Morningstar
- Margin Improvement
- Underwriting
- Microsoft Word
- Notary Public
- Rate
- Agents
- Internal Controls
- Retail Brokerage
- Interviews
- Interest Rates
- Deadline
- Aa
- Trading Operations
- Staff Development
- Registrations
- CPOE
- Trading
- Risk
- SAP FI
- Meetings
- Support Staff
- Traders
- Performance Management
- Dealers
- 206 7
Jeff Press Summary
- Jeff Press, based in Portland, OR, US, is currently a Senior Regulatory Compliance Professional at Compliance Risk Concepts (CRC). Jeff Press brings experience from previous roles at Greater Portland Compliance Association, Templar Shield, Bumped Financial LLC and Thrivent Financial. Jeff Press holds a 2012 - 2013 BS in Finance @ State University of New York Empire State College. With a robust skill set that includes Series 24, Surveillance, AML, Actimize, FINRA and more. Jeff Press has 2 emails and 1 mobile phone numbers on RocketReach.
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