To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses being supported. CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals. We offer compliance consulting services in the following industries: Financial Services Anti-Corruption & Ethics Technology Industry Compliance Enterprise Compliance Risk Management Research Supervisory Analyst Expert Witness Service Financial Operational Principal Services With headquarters in New York, NY, and offices in Chicago, IL, and Westport, CT, CRC is your full-service Compliance Risk Management support partner. Please feel free to contact us with any questions related to the services and solutions described and we would be happy to schedule a call / meeting to further determine your individualized needs and requirements. CRC specializes in executing and overseeing the following: New Member Applications | Continuing Member Applications | Annual CEO Certifications | Independent AML Reviews | Conflict of Interest Reviews | Expert Witness Testimony | 15c3-5 Certifications | MCDC Oversight | Trading Surveillance | Best Execution Analysis | Swap Dealer BCP Independent Reviews | Investment Advisor Gap Analysis | Industry Surveys/Studies | Public Speaking Engagements | Written Supervisory Reviews | Regulatory Relations | Examinations | Dodd-Frank | Volcker Rule | Broker Dealer Compliance | Sales Practice | Bank Compliance | System Implementations | Equity and Fixed Income Markets | Research | BSA / AML | Regulatory Reporting
View Top Employees from Compliance Risk Concepts (CRC)Website | http://compliance-risk.com/ |
Revenue | $5 million |
Employees | 51 (42 on RocketReach) |
Founded | 2013 |
Address | 40 Exchange Pl Suite 402, New York, New York 10005, US |
Phone | (424) 380-9010 |
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Industry | Financial Services, Business Services General, Enterprise Compliance Risk Management, Business Services, Compliance Operational Risk Management, Capital Markets and Investment Banking Compliance, Investment Advisory Compliance |
Web Rank | 10 Million |
Keywords | Finop Responsibilities, Workplace Compliance Services, Compliance Risk Concepts |
Competitors | CFO Solutions, Chartwell Compliance, First Consulting & Administration, MarketCounsel Consulting, McKenzie Group Consulting |
SIC | SIC Code 87 Companies, SIC Code 874 Companies |
NAICS | NAICS Code 5416 Companies, NAICS Code 54 Companies, NAICS Code 541 Companies |
Looking for a particular Compliance Risk Concepts (CRC) employee's phone or email?
The Compliance Risk Concepts (CRC) annual revenue was $5 million in 2024.
Michael Durette is the Chief Revenue Officer of Compliance Risk Concepts (CRC).
42 people are employed at Compliance Risk Concepts (CRC).
Compliance Risk Concepts (CRC) is based in New York, New York.
The NAICS codes for Compliance Risk Concepts (CRC) are [5416, 54, 541].
The SIC codes for Compliance Risk Concepts (CRC) are [87, 874].