2007 -
2011 Senior Vice President and Chief Compliance Officer - Broker Dealer and Asset Management Group @ The PNC Financial Services Group
2000 -
2007 Managing Director - Equity Capital Markets and Equity Linked Products Compliance @ Wachovia Capital Markets
1997 -
1999 Compliance Officer @ D E Shaw
Mitch Avnet Education
State University of New York College at Oneonta 1990
-
1992
Hofstra University 1988
-
1990
Mitch Avnet Skills
Hedge Funds
ETFs
Equity Trading
Structured Finance
Series 24
Options
Operational Risk
Equity Derivatives
Strategic Planning
FINRA
Financial Risk
Strategy
Financial Markets
Bloomberg
AML
Trading
Investment Management
Risk Management
Relationship Management
Financial Services
Investments
Portfolio Management
Equities
Asset Managment
Fixed Income
Securities
Trading Systems
Finance
Series 7
Financial Analysis
CRM
Capital Markets
Bonds
Securities Regulation
Alternative Investments
Financial Advisory
Financial Modeling
Compliance
Private Equity
Asset Allocation
Business Strategy
Series 63
Wealth Management
Structured Products
Investment Banking
Mutual Funds
Asset Management
Proprietary Trading
Operational Risk Management
KYC
Investment Advisory
Due Diligence
Derivatives
Financial Regulation
Mitch Avnet Summary
Mitch Avnet, based in New York, NY, US, is currently a Managing Partner at Compliance Risk Concepts ("CRC"). Mitch Avnet brings experience from previous roles at Lincoln Financial Group, The PNC Financial Services Group, Wachovia Capital Markets and D E Shaw. Mitch Avnet holds a 1990 - 1992 State University of New York College at Oneonta. With a robust skill set that includes Hedge Funds, ETFs, Equity Trading, Structured Finance, Series 24 and more. Mitch Avnet has 3 emails and 2 mobile phone numbers on RocketReach.
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