Richard Paley Email & Phone Number
Subject Matter Expert, Project Director and Consultant @ Bates Group
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Richard Paley Location
- New York, NY, US
Richard Paley Work
- 2019 -now Subject Matter Expert, Project Director and Consultant @
- 2015 -2018 Executive Director, Regulatory Compliance: Alts, Banking, B-D, Ethics, FI, Hedge Fund, IA and IC, Swaps @
- 2014 -2015 Banking and Securities Law and Compliance: The Cadwalader Cabinet @
- 2005 -2014 General Counsel, Chief Compliance Officer, Chief Risk Officer @
Richard Paley Education
- Brooklyn Law School
J.D. (J.D., Law)
- St. Lawrence University
(B.A., History Honors)
- The Hebrew University
(History)
Richard Paley Skills
- Alternative Investments
- Financial Regulation
- Litigation
- Private Placements
- Internal Investigations
- Project Management
- Mutual Funds
- Hedge Funds
- Securities Regulation
- Securities Litigation
- Series 24
- Investment Advisory
- Investment Management
- FINRA
- Clearing
- Enterprise Risk Management
- Anti Money Laundering
- FCPA
- UK Bribery Act
- Real Estate
- Futures
- Banking
- Compliance
- Legal Compliance
- Regulation D
- Blue Sky
- COSO ERM
- GRC
- Finance
- Financial Services
- Series 7
- Securities
- Capital Markets
- Corporate Law
- Investments
- Due Diligence
- Risk Management
- Security
- Bar
- Marketing
- Asset Management
- Strategic Planning
- Legal Writing
- Ethics
- Strategy
- Leadership
Richard Paley Summary
- Richard Paley, based in New York, NY, US, is currently a Subject Matter Expert, Project Director and Consultant at Bates Group. Richard Paley brings experience from previous roles at JPMorgan Chase & Co., Cadwalader, Wickersham & Taft LLP and W. P. Carey Inc.. Richard Paley holds a J.D. in J.D., Law @ Brooklyn Law School. With a robust skill set that includes Alternative Investments, Financial Regulation, Litigation, Private Placements, Internal Investigations and more. Richard Paley has 5 emails and 5 mobile phone numbers on RocketReach.
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