Richard Paley Email & Phone Number
Subject Matter Expert, Project Director and Consultant @ Bates Group
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Richard Paley Location
- New York, NY, US
Richard Paley Work
- Subject Matter Expert, Project Director and Consultant @ (January 2019 - Present)
- Executive Director, Regulatory Compliance: Alts, Banking, B-D, Ethics, FI, Hedge Fund, IA and IC, Swaps @ (August 2015 - December 2018)
- Banking and Securities Law and Compliance: The Cadwalader Cabinet @ (December 2014 - July 2015)
- General Counsel, Chief Compliance Officer, Chief Risk Officer @ (January 2005 - November 2014)
Richard Paley Education
- Brooklyn Law School
J.D. (J.D., Law)
- St. Lawrence University
(B.A., History Honors)
- The Hebrew University
(History)
Richard Paley Skills
- Alternative Investments
- Financial Regulation
- Litigation
- Private Placements
- Internal Investigations
- Project Management
- Mutual Funds
- Hedge Funds
- Securities Regulation
- Securities Litigation
- Series 24
- Investment Advisory
- Investment Management
- FINRA
- Clearing
- Enterprise Risk Management
- Anti Money Laundering
- FCPA
- UK Bribery Act
- Real Estate
- Futures
- Banking
- Compliance
- Legal Compliance
- Regulation D
- Blue Sky
- COSO ERM
- GRC
- Finance
- Financial Services
- Series 7
- Securities
- Capital Markets
- Corporate Law
- Investments
- Due Diligence
- Risk Management
- Security
- Bar
- Marketing
- Asset Management
- Strategic Planning
- Legal Writing
- Ethics
- Strategy
- Leadership
Richard Paley Summary
- Richard Paley, based in New York, NY, US, is currently a Subject Matter Expert, Project Director and Consultant at Bates Group. Richard Paley brings experience from previous roles at JPMorgan Chase & Co., Cadwalader, Wickersham & Taft LLP and W. P. Carey Inc.. Richard Paley holds a J.D. in J.D., Law @ Brooklyn Law School. With a robust skill set that includes Alternative Investments, Financial Regulation, Litigation, Private Placements, Internal Investigations and more. Richard Paley has 3 emails and 5 mobile phone numbers on RocketReach.
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