Joseph Thomas Email & Phone Number
Principal @ Bates Group
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Joseph Thomas Location
- St. Louis, MO, US
Joseph Thomas Work
- Principal @ (November 2011 - Present)
- Operations Manager and Litigation Auditor - Vice President @ Wachovia Securities (October 2007 - September 2008)
- Litigation Manager and Auditor @ A G Edwards & Sons, Inc. (May 2005 - September 2007)
- Field Supervision Director @ (July 1994 - September 2000)
- Finance Manager and Litigation Auditor - Vice President @ (October 2008 - November 2011)
- Field Supervision Area Team Leader @ (October 2000 - May 2005)
Joseph Thomas Education
- University of Missouri-Saint Louis
Bachelor of Science (BS) (Business Administration, Management and Operations)
1982-1988
Joseph Thomas Skills
- Equities
- FINRA
- Financial Analysis
- Financial Services
- Insurance
- Risk Management
- Credit Analysis
- Series 63
- Securities
- Mutual Funds
- Investment Advisory
- Wealth Management
- Series 7
- Investments
- Due Diligence
- Alternative Investments
- Asset Management
- Bloomberg
- Portfolio Management
- Fixed Income
- Hedge Funds
- AML
- Valuation
- Asset Allocation
Joseph Thomas Summary
- Joseph Thomas, based in St. Louis, MO, US, is currently a Principal at Bates Group LLC. Joseph Thomas brings experience from previous roles at Wachovia Securities, A G Edwards & Sons, Inc., Edward Jones and Wells Fargo. Joseph Thomas holds a 1982 - 1988 Bachelor of Science (BS) in Business Administration, Management and Operations @ University of Missouri-Saint Louis. With a robust skill set that includes Equities, FINRA, Financial Analysis, Financial Services, Insurance and more. Joseph Thomas has 3 emails and 2 mobile phone numbers on RocketReach.
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