Henry Sanchez Email & Phone Number
Managing Director @ Bates Group
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Henry Sanchez Location
- United States
Henry Sanchez Work
- 2019 -now Managing Director @
Henry Sanchez Education
- NASD/Wharton Institute
Certified Regulatory and Compliance Professional
2003-2006 - Georgetown University Law Center
LLM
1985-1988 - Rutgers University School of Law - Newark
JD
1981-1984 - Stockton University
BA
1974-1977
Henry Sanchez Skills
- Securities
- Compliance
- FINRA
- Securities Law
- Investment Advisory
- Securities Regulation
- Licensing
- Mutual Funds
- Risk Management
- Arbitration
- Expert Witness
- Regulatory Requirements
- Broker-Dealer
- Enforcement Actions
- SEC
- Series 24
- Investments
- Series 7
- Wealth Management
- Insurance
- Financial Risk
- Alternative Investments
- Equities
- Financial Services
- AML
- Risk Assessment
- Asset Management
- ETFs
- Series 63
- Equity Trading
- Series 65
- Management
- Fixed Income
- Regulations
- KYC
- Uniform Combined State Law
- Due Diligence
- Private Equity
- Strategy
- Financial Regulation
- Financial Advisory
- Private Placements
- 401k
- U.S. Securities and Exchange Commission (SEC)
- Chief Compliance Officer
- SEC Audits
- Hedge Funds
- Corporate Governance
- Options
- Charlotte
- Raising
- C
- Nasd
- Consideration
- Reviews
- Compliance Matters
- Control Environment
- Negotiation
- Private Practice
- u.s. Securities and Exchange Commission Sec
- Claim
- Agreement
- Drafting
- Timelines
- Contract Negotiation
- Contractual Agreements
- Broker Dealer
- Interpreting
- Resume
- Capital
- Simple
- Dealers
- u.s. Securities and Exchange Commission
Henry Sanchez Summary
- Henry Sanchez, based in United States, is currently a Managing Director at Bates Group. Henry Sanchez holds a 2003 - 2006 Certified Regulatory and Compliance Professional @ NASD/Wharton Institute. With a robust skill set that includes Securities, Compliance, FINRA, Securities Law, Investment Advisory and more. Henry Sanchez has 7 emails and 6 mobile phone numbers on RocketReach.
Looking for a different Henry Sanchez?
Find contact details for 700 million professionals.
Others Named Henry Sanchez
Henry Sanchez
Director
Boston, MA, US
Paul Sanchez
Head of Revenue Operations
Bend, OR, US
Henry Sanchez Cortes
Gerente general
Colombia
Henry Sanchez
Director of IT
Miami, FL, US
Henry Sanchez
Attorney
Los Angeles, CA, US
Henry Sanchez
Co-Founder and CEO
Barranquilla, CO
Top Bates Group Employees
Henry Sanchez
Managing Director
United States
Richard Paley
Subject Matter Expert, Project Director and Consultant
New York, NY, US
Dennis Dumas
Testifying Expert, Consultant
New York, NY, US
Matt Summers
Managing Director
Greenville, SC, US
Ashley Ehrenman
Senior Consultant
Jupiter, FL, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co