Dennis Dumas's Location
New York, NY, US
Dennis Dumas's Work
- Testifying Expert, Consultant @ Bates Group
- Director, Financial Services Compliance and Regulation @ Kroll
- President, General Counsel, Full Service Broker-Dealer and Advisor Affiliates @ Avanza Capital Markets, Inc.
- Consultant @ Capital Markets Consulting
- Counsel @ Chadbourne & Parke LLP
- Managing Counsel, Securities and Capital Markets @ BNY Mellon
- Senior Counsel @ Pillsbury Winthrop Shaw Pittman LLP
- Attorney-Advisor @ U.S. Securities and Exchange Commission, Division of Enforcement
Dennis Dumas's Education
- Duke University
BS, JD
Dennis Dumas's Skills
- Capital Markets
- Corporate and Securities Law
- Strategic Planning
- Legal Research
- Sales
- Microsoft Office
- Securities Regulation
- Financial Analysis
- Microsoft Excel
- Litigation
Dennis Dumas's Summary
Dennis Dumas, based in New York, NY, US, is currently a Testifying Expert, Consultant at Bates Group, bringing experience from previous roles at Kroll, Avanza Capital Markets, Inc., Capital Markets Consulting and Chadbourne & Parke LLP. Dennis Dumas holds a BS, JD @ Duke University. With a robust skill set that includes Capital Markets, Corporate and Securities Law, Strategic Planning, Legal Research, Sales and more, Dennis Dumas contributes valuable insights to the industry. Dennis Dumas has 2 emails on RocketReach.
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