Mark Smith Email

Senior Vice President Operations @ BNY Investments

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Mark Smith Location

United Kingdom

Mark Smith Work

Senior Vice President Operations @ (July 2026 - Present)
Director Global Operations @ (August 2024 - September 2025)
Director of Fund Administration @ T. Bailey Fund Services Limited, a Waystone Group Company (January 2023 - August 2024)
Head of Investor Services @ T. Bailey Fund Services Limited, a Waystone Group Company (June 2021 - January 2023)
Family Business @ DS & CO DEVELOPMENTS LIMITED (May 2020 - July 2021)
Head of Client Operations @ (November 2018 - May 2020)
Family Business @ DS & CO DEVELOPMENTS LIMITED (September 2017 - October 2018)
Head of Middle Office @ (April 2013 - July 2017)
Vice President IMS Operations @ (September 2011 - March 2013)
Head of Quality Assurance and Controls @ F&C Investments (July 2010 - September 2011)
Head of Global Middle Office @ (January 2007 - July 2010)

Mark Smith Education

Chartered Management Institute
Level 5 Diploma (Management & Leadership)
2015-2017
Dr. Mikel J. Harry Six Sigma Management Institute Europe
Six Sigma Principals
IAQ
Regulatory Environment
IAQ
Private Client Administration (Pass)
IAQ
Introduction to Securities and Investments

Mark Smith Skills

ACD
Alternative Investments
Annual Budgeting
Anti Money Laundering
Asset Management
Back Office
Back Office Operations
Banking
Basel II
Board Level
Budget Monitoring
Business Analysis
Business Case Preparation
Business Continuity
Business Development
Business Planning
Business Process
Business Process Improvement
Business Process Outsourcing (BPO)
Business Risk
C Suite
CASS
Cash Management
Change Management
Client Money
Client Onboarding
Client Services
Compliance Management
Corporate Governance
Customer Onboarding
Customer Relationship Management (CRM)
Customer Service
Customer Service Management
Derivative Operations
Derivatives
Directors
Due Diligence
Equities
Executive Leadership
Executive Management
Executive Team
Financial Crimes Investigations
Financial Services
Fixed Income
Fixed Income Trading
Global Leadership
Hedge Funds
IT Transformation
Implementation Plans
Institutional Investments
Internal Audits
International Operations
Investment Banking
Investment Management
Investment Products
Investments
KPI Implementation
Key Performance Indicators
Leadership
Mergers & Acquisitions (M&A)
MiFID II
Middle Office
Net Asset Value (NAV)
New Business Development
Offboarding
Onboarding
Operational Activities
Operational Excellence
Operational Requirements
Operational Risk
Operational Risk Analysis
Operational Risk Management
Operational Strategy
Operations
Operations Management
People Management
Performance Metrics
Policies & Procedures
Portfolio Management
Post-Trade Processing
Process Management
Product Management
Project Communications
Project Implementation
Project Management
Quality Reporting
Regulatory Guidelines
Relationship Building
Relationship Development
Resource Allocation
Risk Management
SMF
Salesforce.com
Securities
Strategy
Team Leadership
Team Management
Trade Support
Treasury Management
Wealth Management

Mark Smith Summary

Mark Smith, based in United Kingdom, is currently a Senior Vice President Operations at BNY Investments. Mark Smith brings experience from previous roles at EFG Private Bank, T. Bailey Fund Services Limited, a Waystone Group Company and DS & CO DEVELOPMENTS LIMITED. Mark Smith holds a 2015 - 2017 Level 5 Diploma in Management & Leadership @ Chartered Management Institute. With a robust skill set that includes ACD, Alternative Investments, Annual Budgeting, Anti Money Laundering, Asset Management and more. Mark Smith has 2 emails on RocketReach.