David Smith's Location
Arlington, MA, US
David Smith's Work
- Executive Director @ Morgan Stanley
- Chief Compliance Officer and Vice President of Eaton Vance Distributors, Inc. @ Eaton Vance
- Compliance Officer and Vice President @ Eaton Vance
- Compliance Officer and AVP @ Eaton Vance
- Compliance Manager @ MFS Investment Management
- Senior Compliance Advisor @ Commonwealth Financial Network
- Operations Compliance Specialist @ John Hancock Financial Services
- Market Conduct Examiner @ John Hancock Financial Services
David Smith's Education
- Saint Michael's College1986 - 1990
David Smith's Skills
- Research
- Business Development
- Training
- Public Speaking
- AML
- FINRA
- Check Processing
- Ams
- USA PATRIOT Act
David Smith's Summary
David Smith, based in Arlington, MA, US, is currently a Executive Director at Morgan Stanley, bringing experience from previous roles at Eaton Vance and MFS Investment Management. David Smith holds a 1986 - 1990 Saint Michael's College. With a robust skill set that includes Research, Business Development, Training, Public Speaking, AML and more, David Smith contributes valuable insights to the industry.
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