David Smith Email & Phone Number
Senior Vice President, Investments Compliance @ BNY Investments
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David Smith Location
- Boston, MA, US
David Smith Work
- Senior Vice President, Investments Compliance @ (June 2026 - Present)
- Volunteer @ (November 2024 - Present)
- Executive Director @ (January 2022 - August 2024)
- Chief Compliance Officer and Vice President of Eaton Vance Distributors, Inc. @ Eaton Vance (April 2015 - December 2021)
- Compliance Officer and Vice President @ Eaton Vance (October 2014 - April 2015)
- Compliance Officer and AVP @ Eaton Vance (January 2011 - October 2014)
- Compliance Manager @ (January 2006 - January 2011)
- Senior Compliance Advisor @ (January 2001 - January 2006)
- Operations Compliance Specialist @ (January 2000 - January 2001)
- Market Conduct Examiner @ (January 1998 - January 2000)
David Smith Education
- Saint Michael's College 1986-1990
David Smith Skills
- Research
- Business Development
- Training
- Public Speaking
- AML
- FINRA
- Check Processing
- Ams
- USA PATRIOT Act
David Smith Summary
- David Smith, based in Boston, MA, US, is currently a Senior Vice President, Investments Compliance at BNY Investments. David Smith brings experience from previous roles at Food Link, Inc., Morgan Stanley and Eaton Vance. David Smith holds a 1986 - 1990 Saint Michael's College. With a robust skill set that includes Research, Business Development, Training, Public Speaking, AML and more. David Smith has 1 mobile phone numbers on RocketReach.
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