David Smith Email & Phone Number
Senior Vice President, Investments Compliance @ BNY Investments
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
David Smith Location
- Boston, MA, US
David Smith Work
- 2026 -now Senior Vice President, Investments Compliance @
- 2024 -now Volunteer @
- 2022 -2024 Executive Director @
- 2015 -2021 Chief Compliance Officer and Vice President of Eaton Vance Distributors, Inc. @
- 2014 -2015 Compliance Officer and Vice President @
- 2011 -2014 Compliance Officer and AVP @
- 2006 -2011 Compliance Manager @
- 2001 -2006 Senior Compliance Advisor @
- 2000 -2001 Operations Compliance Specialist @
- 1998 -2000 Market Conduct Examiner @
David Smith Education
- Saint Michael's College 1986-1990
David Smith Skills
- Research
- Business Development
- Training
- Public Speaking
- AML
- FINRA
- Check Processing
- Ams
- USA PATRIOT Act
David Smith Summary
- David Smith, based in Boston, MA, US, is currently a Senior Vice President, Investments Compliance at BNY Investments. David Smith brings experience from previous roles at Food Link, Inc., Morgan Stanley and Eaton Vance. David Smith holds a 1986 - 1990 Saint Michael's College. With a robust skill set that includes Research, Business Development, Training, Public Speaking, AML and more. David Smith has 1 mobile phone numbers on RocketReach.
Looking for a different David Smith?
Find contact details for 700 million professionals.
Others Named David Smith
David Smith
Founder and CEO
San Francisco, CA, US
David Smith
President - Active Adult Lifestyle Communities
Jacksonville, FL, US
David Smith
President and CEO
Roseville, CA, US
David Smith
President and CEO
Torrance, CA, US
David Smith
Founder and CEO
Kirkland, WA, US
David Smith
Chair and CEO
Overland Park, KS, US
David Smith
Chief Technology Officer
Boise, ID, US
David Smith
Co-Chair, AFPI Business Council
Jupiter, FL, US
David Smith
President and Chief Executive Officer
Saint Johns, FL, US
Top BNY Investments Employees
David Smith
Senior Vice President, Investments Compliance
Boston, MA, US
Irene Chow
Head of Intermediary Marketing - North America
New York, NY, US
Lauren Corona
Senior Vice President, Client Executive
New York, NY, US
Raphael Lewis
Head of Specialist Investment Research
Boston, MA, US
Matt Curran
Vice President, Equity Manager Research Analyst
Boston, MA, US
Mark Smith
Senior Vice President Operations
United Kingdom
Anna Marshall
Vice President Marketing
Charlotte, NC, US
Lauren M
VP, Channel Strategy and Integration
New York, NY, US
Raphael Barsoum
Vice President | Aladdin Solutions
United States
Jeffrey Berman
Head of North America Institutional - BNY Investments
New York, NY, US
Michael Germano
Chief Operating Officer, BNY Investments
Boston, MA, US
Scott Fleisch
Vice President, Marketing
Maplewood, NJ, US
Bryan Polovina
Head of Equity Manager Research
New York, United States
Rebecca Hood
Vice President - Marketing Review and Compliance
Pittsburgh, PA, US
Lisa Zeller
Chief Compliance Officer
Paramus, NJ, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co