Steve Brown Email & Phone Number
Managing Director, Head of Business Development @ StarCompliance
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Steve Brown Location
- Charleston, SC, US
Steve Brown Work
- Managing Director, Head of Business Development @ (April 2021 - Present)
- Director of Broker-Dealer Client Services @ (March 2020 - April 2021)
- Director - Capital Markets Advisory @ (July 2011 - March 2020)
- Managing Director - Head of Fixed Income and Capital Markets Compliance @ (July 2009 - June 2011)
- Risk Compliance Manager @ (December 2008 - July 2009)
- CEO and Founder @ Chase Counterfly, LLC (August 2007 - December 2008)
- Managing Director - Global Head of Investment Banking and Control Group Compliance @ (April 1994 - August 2007)
Steve Brown Education
- Lenoir-Rhyne University
BA (Business with emphasis in Accounting)
Steve Brown Skills
- Capital Markets
- Investment Banking
- Risk Management
- Fixed Income
- Securities Regulation
- Capital Markets Compliance
- Conflicts of Interest
- Control Room
- Chinese Walls / Information Barriers
- Compliance Risk Assessments
- Banking
- Due Diligence
- Financial Analysis
- Financial Services
- Hedge Funds
- Investments
- Private Equity
- Project Management
- Securities
- Management
- Conflict Management
- Operational Risk Management
- Compliance Management
- Innovation Management
- Capital Markets Advisory
- International Capital Markets
- Operational Risk
- Insider Trading Regulations
- Microsoft Office
- Strategy
- Regulatory
- Advisory
- Finance
- Chinese Walls
- Information Barriers
- Business Strategy
- Services
Steve Brown Summary
- Steve Brown, based in Charleston, SC, US, is currently a Managing Director, Head of Business Development at StarCompliance. Steve Brown brings experience from previous roles at Compliance Risk Concepts (CRC), PwC, U.S. Bank and Goldman Sachs. Steve Brown holds a BA in Business with emphasis in Accounting @ Lenoir-Rhyne University. With a robust skill set that includes Capital Markets, Investment Banking, Risk Management, Fixed Income, Securities Regulation and more. Steve Brown has 2 emails and 4 mobile phone numbers on RocketReach.
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Paul Geishecker
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David Rowland
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Walton-on-Thames, GB
Iain Kennedy
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Gregory Tarmin
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David Strauss
Vice President - General Counsel
New York, NY, US
Michael Ross
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Boston, MA, US
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Melissa MacAtuno
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Rockville, MD, US
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VP of Engineering
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Michael Dicomes
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