Stephen Grunberg Email & Phone Number
Managing Director- Global Markets Compliance @ Nomura Holding America, Inc.
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Stephen Grunberg Location
- New York, NY, US
Stephen Grunberg Work
- Managing Director- Global Markets Compliance @ (January 2023 - Present)
- Head of Financial Markets Compliance, Americas @ (October 2009 - January 2023)
- VP- Compliance @ (October 2008 - October 2009)
- Vice President @ ABN AMRO Bank (March 2006 - October 2008)
- Associate @ (July 2001 - March 2006)
Stephen Grunberg Education
- New York Law School
JD
2004-2008 - University of Connecticut
BS (Political Science)
1997-2001
Stephen Grunberg Skills
- AML
- Bank Secrecy Act
- Business Control
- CFTC
- Capital Markets
- Derivatives
- Dodd-Frank
- Fixed Income
- Foreign Exchange (FX) Options
- Hedge Funds
- Investment Banking
- KYC
- Loans
- Regulatory Compliance
- Risk Management
- Securities
- Securities Regulation
- Series 7
- Subject Matter Experts
- Trading
- Transaction Monitoring
- USA PATRIOT Act
- Compliance
Stephen Grunberg Summary
- Stephen Grunberg, based in New York, NY, US, is currently a Managing Director- Global Markets Compliance at Nomura Holding America, Inc.. Stephen Grunberg brings experience from previous roles at Standard Chartered Bank, RBS Greenwich Capital, ABN AMRO Bank and Merrill Lynch. Stephen Grunberg holds a 2004 - 2008 JD @ New York Law School. With a robust skill set that includes AML, Bank Secrecy Act, Business Control, CFTC, Capital Markets and more. Stephen Grunberg has 2 emails and 1 mobile phone numbers on RocketReach.
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