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Ronald Wolf Location
New York, NY, US
Ronald Wolf Work
Regulatory Counsel @ (March 2024 - Present)
Managing Director, Swap Dealer, FCM, and Enterprise Finance Compliance @ (January 2015 - March 2024)
Government Investigations and Regulatory Enforcement Counsel @ (July 2011 - July 2014)
Assistant General Counsel @ (January 2011 - January 2014)
Senior Derivatives Counsel @ MF Global (March 2004 - June 2011)
Senior Lawyer @ MF Global (January 2004 - January 2011)
Derivatives Counsel @ (December 1999 - March 2004)
Trial Attorney @ (January 1996 - January 1999)
Assistant Attorney General @ NEW YORK STATE DEPARTMENT OF LAW (January 1995 - January 1996)
Floor Broker @ (January 1990 - January 1991)
Ronald Wolf Education
Cardozo School of Law
Juris Doctor
Hofstra University
MBA (Finance & Economics)
Hofstra University
BBA (Finance, Investments and Banking)
Cardozo School of Law
Doctor of Law
Hofstra University
Master of Business Administration
Ronald Wolf Skills
AML
Alternative Investments
Anti Money Laundering
Capital Markets
Commodities
Commodity
Complex Transactions
Compliance
Corporate Governance
Corporate Law
Derivatives
Dodd-Frank
Due Diligence
Enterprise Portfolio Management
Equities
FINRA
Finance
Financial Markets
Financial Regulation
Financial Services
Fixed Income
Fraud Investigations
Futures
Futures Trading
General Legal Counsel
Hedge Funds
Investor Relations
Legal Compliance
Litigation
Management Of Outside Counsel
Mergers & Acquisitions (M&A)
OTC
Options
Prime Brokerage
Private Equity
Program Monitoring
Regulatory Examinations
Regulatory Guidelines
Regulatory Negotiations
Risk Management
Securities
Securities Regulation
Series 7
Stakeholder Relations
Structured Finance
Swaps
Trademark & Copyright Prosecution
Trading
Transactional Systems
Investigations
Assistant General Counsel
Business Development
Oversight
Government Investigations
Services
Dodd Frank
Ronald Wolf Summary
Ronald Wolf, based in New York, NY, US, is currently a Regulatory Counsel at Nomura Holding America, Inc.. Ronald Wolf brings experience from previous roles at Wells Fargo, JPMorgan Chase & Co. and MF Global. Ronald Wolf holds a Juris Doctor @ Cardozo School of Law. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Capital Markets, Commodities and more. Ronald Wolf has 1 emails and 1 mobile phone numbers on RocketReach.
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