Equity Trading Supervisory Officer - Senior Vice President @ (February 2011 - December 2015)
VP - Equity Sales and Trading Supervision @ (January 2008 - January 2011)
Director, Equity Regulatory Manager @ (April 1997 - May 2008)
Chuck McStocker Education
State University of New York Cortland
Chuck McStocker Skills
63 Licenses
Anti-Money Laundering
Bloomberg
Broker-Dealer Compliance
Capital Markets
Equities
Equity Trading
Fixed Income
Handle Confidential Information
Hedge Funds
High Yield
Investment Banking
LBO
Prime Brokerage
Private Equity
Regulatory Compliance
Securities
Series 24
Series 63
Series 7
Trade Compliance
Trading
Trading Systems
Valuation
Public Speaking
Microsoft Excel
Sales
Project Management
Leadership
Microsoft Office
Chuck McStocker Summary
Chuck McStocker, based in New York, NY, US, is currently a Executive Director at Nomura Holding America, Inc.. Chuck McStocker brings experience from previous roles at Instinet Incorporated, Vandenberg & Feliu, LLP, Robert W Baird & Co and Jefferies. Chuck McStocker holds a State University of New York Cortland. With a robust skill set that includes 63 Licenses, Anti-Money Laundering, Bloomberg, Broker-Dealer Compliance, Capital Markets and more. Chuck McStocker has 2 emails and 3 mobile phone numbers on RocketReach.
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