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Patrick Dennis Location
Glen Allen, VA, US
Patrick Dennis Work
Founder @ (August 2008 - Present)
Senior Vice President and Assistant General Counsel @ Wachovia Securities, LLC/Wells Fargo Advisors (January 1998 - January 2008)
General Counsel @ Banc One Securities Corporation (December 1996 - December 1998)
Senior Counsel @ U.S. Securities and Exchange Commission (June 1991 - December 1996)
Corporate and Securities Associate @ (January 1989 - June 1991)
Senior Branch Attorney @ (January 1986 - January 1989)
Patrick Dennis Education
University of Wisconsin-Madison
JD (Law)
1984-1985
Rochester Institute of Technology
BS (Management)
1973-1975
Patrick Dennis Skills
FINRA
Securities
Securities Regulation
Investment Advisory
AML
Series 7
Capital Markets
SEC
Mutual Funds
Risk Management
Hedge Funds
Corporate Governance
Private Equity
Asset Managment
Investments
Equities
Licensing
Series 63
Due Diligence
Fixed Income
Golf Resorts
Asset Management
Golf Courses
Mergers & Acquisitions
Series 24
Investment Management
Financial Services
Alternative Investments
Corporate Finance
Wealth Management
Arbitration
Financial Markets
Options
Derivatives
ETFs
Anti Money Laundering
Trading
Expert Witness
Margin
Regulatory
Attorney
Mergers and Acquisitions
Services
Patrick Dennis Summary
Patrick Dennis, based in Glen Allen, VA, US, is currently a Founder at Oyster Consulting, LLC. Patrick Dennis brings experience from previous roles at Wachovia Securities, LLC/Wells Fargo Advisors, Banc One Securities Corporation, U.S. Securities and Exchange Commission and Cadwalader, Wickersham & Taft LLP. Patrick Dennis holds a 1984 - 1985 JD in Law @ University of Wisconsin-Madison. With a robust skill set that includes FINRA, Securities, Securities Regulation, Investment Advisory, AML and more. Patrick Dennis has 2 emails and 1 mobile phone numbers on RocketReach.
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