John Ivan Email & Phone Number
Managing Director @ Oyster Consulting, LLC
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John Ivan Location
- New York, NY, US
John Ivan Work
- 2023 -now Managing Director @
- 2023 -2023 Managing Director @
- 2018 -2023 Managing Director @
- 2016 -2018 SVP Chief Compliance Officer @
- 2012 -2015 Managing Director, Compliance Executive @
- 2005 -2012 General Counsel @
- 2000 -2005 SVP Compliance and Legal @
- 1984 -2000 Managing Director @
John Ivan Education
- University of Richmond School of Law
JD (Banking, Corporate, Finance, and Securities Law)
1979-1982 - University of Virginia
Bachelor of Arts (BA) (American Government and Politics (United States))
1974-1978
John Ivan Skills
- Analytics
- Securities Litigation
- Regulatory Compliance
- Securities
- FINRA
- Hedge Funds
- Equities
- Securities Regulation
- Capital Markets
- Series 7
- Financial Services
- Alternative Investments
- Investment Advisory
- Mutual Funds
- AML
- Corporate Governance
- Compliance
- Broker-Dealer
- Due Diligence
- Risk Management
- Investment Advisor Compliance
- Asset Management
- Financial Risk
- Wealth Management
- Anti Money Laundering
- Leadership
- Sales
- Business Development
- Microsoft Office
- Marketing
- Training
- Broker Dealer
John Ivan Summary
- John Ivan, based in New York, NY, US, is currently a Managing Director at Oyster Consulting, LLC. John Ivan brings experience from previous roles at J.S. Held LLC, Capital Forensics, Inc., Raymond James Financial, Inc. and Bank of America Merrill Lynch. John Ivan holds a 1979 - 1982 JD in Banking, Corporate, Finance, and Securities Law @ University of Richmond School of Law. With a robust skill set that includes Analytics, Securities Litigation, Regulatory Compliance, Securities, FINRA and more. John Ivan has 2 emails and 2 mobile phone numbers on RocketReach.
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