If you need more lookups,
subscriptions start at $34 USD/month.
John Ivan Location
New York, NY, US
John Ivan Work
Managing Director @ (August 2023 - Present)
Managing Director @ (January 2023 - August 2023)
Managing Director @ (January 2018 - January 2023)
SVP Chief Compliance Officer @ (January 2016 - January 2018)
Managing Director, Compliance Executive @ (September 2012 - November 2015)
General Counsel @ (April 2005 - August 2012)
SVP Compliance and Legal @ (April 2000 - March 2005)
Managing Director @ (May 1984 - March 2000)
John Ivan Education
University of Richmond School of Law
JD (Banking, Corporate, Finance, and Securities Law)
1979-1982
University of Virginia
Bachelor of Arts (BA) (American Government and Politics (United States))
1974-1978
John Ivan Skills
Analytics
Securities Litigation
Regulatory Compliance
Securities
FINRA
Hedge Funds
Equities
Securities Regulation
Capital Markets
Series 7
Financial Services
Alternative Investments
Investment Advisory
Mutual Funds
AML
Corporate Governance
Compliance
Broker-Dealer
Due Diligence
Risk Management
Investment Advisor Compliance
Asset Management
Financial Risk
Wealth Management
Anti Money Laundering
Leadership
Sales
Business Development
Microsoft Office
Marketing
Training
Broker Dealer
John Ivan Summary
John Ivan, based in New York, NY, US, is currently a Managing Director at Oyster Consulting, LLC. John Ivan brings experience from previous roles at J.S. Held LLC, Capital Forensics, Inc., Raymond James Financial, Inc. and Bank of America Merrill Lynch. John Ivan holds a 1979 - 1982 JD in Banking, Corporate, Finance, and Securities Law @ University of Richmond School of Law. With a robust skill set that includes Analytics, Securities Litigation, Regulatory Compliance, Securities, FINRA and more. John Ivan has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different John Ivan?
Find contact details for 700 million professionals.