Bob Mooney Email & Phone Number
Senior Managing Director @ Oyster Consulting, LLC
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Bob Mooney Location
- Richmond, VA, US
Bob Mooney Work
- Senior Managing Director @ (June 2025 - Present)
- General Counsel @ (September 2021 - Present)
- General Counsel @ (September 2021 - July 2025)
- WIM Group Control Executive @ (September 2018 - April 2021)
- WIM Group Risk Officer @ (October 2016 - September 2018)
- WIM Group Chief Compliance Officer @ (June 2014 - September 2018)
- Chief Compliance Officer @ (March 2008 - June 2014)
- Chief Administrative Officer @ (January 2005 - March 2008)
- Chief Compliance Officer @ (January 2000 - December 2005)
- Private Client Group 1998 - 2000 @ (January 1998 - December 2000)
- Private Client Group @ (January 1998 - December 2000)
- Assistant General Counsel @ (January 1992 - December 1998)
- Associate @ Kirkpatrick & Lockhart (January 1992 - December 1992)
- Special Assistant U.S. Attorney @ Office of the U.S. Attorney for the Southern District of New York Securities and (January 1988 - December 1992)
- Senior Legal Counsel @ U.S. Securities and Exchange Commission, Division of Enforcement (January 1985 - December 1988)
Bob Mooney Education
- The Catholic University of America, Columbus School of Law
JD
1982-1985 - Mary Washington College 1977-1981
Bob Mooney Skills
- FINRA
- AML
- Securities
- Risk Management
- Series 24
- Securities Regulation
- Series 7
- Corporate Governance
- Financial Services
- Investments
- Mutual Funds
- Hedge Funds
- Investment Advisory
- Asset Management
- Due Diligence
- Equities
- Anti Money Laundering
Bob Mooney Summary
- Bob Mooney, based in Richmond, VA, US, is currently a Senior Managing Director at Oyster Consulting, LLC. Bob Mooney brings experience from previous roles at Oyster Consulting, LLC and Wells Fargo. Bob Mooney holds a 1982 - 1985 JD @ The Catholic University of America, Columbus School of Law. With a robust skill set that includes FINRA, AML, Securities, Risk Management, Series 24 and more. Bob Mooney has 1 emails and 1 mobile phone numbers on RocketReach.
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