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Bob Mooney Location
Richmond, VA, US
Bob Mooney Work
2025 -now Senior Managing Director @
2021 -now General Counsel @
2021 -2025 General Counsel @
2018 -2021 WIM Group Control Executive @
2016 -2018 WIM Group Risk Officer @
2014 -2018 WIM Group Chief Compliance Officer @
2008 -2014 Chief Compliance Officer @
2005 -2008 Chief Administrative Officer @
2000 -2005 Chief Compliance Officer @
1998 -2000 Private Client Group 1998 - 2000 @
1998 -2000 Private Client Group @
1992 -1998 Assistant General Counsel @
1992 -1992 Associate @ Kirkpatrick & Lockhart
1988 -1992 Special Assistant U.S. Attorney @ Office of the U.S. Attorney for the Southern District of New York Securities and
1985 -1988 Senior Legal Counsel @ U.S. Securities and Exchange Commission, Division of Enforcement
Bob Mooney Education
The Catholic University of America, Columbus School of Law
JD
1982-1985
Mary Washington College 1977-1981
Bob Mooney Skills
FINRA
AML
Securities
Risk Management
Series 24
Securities Regulation
Series 7
Corporate Governance
Financial Services
Investments
Mutual Funds
Hedge Funds
Investment Advisory
Asset Management
Due Diligence
Equities
Anti Money Laundering
Bob Mooney Summary
Bob Mooney, based in Richmond, VA, US, is currently a Senior Managing Director at Oyster Consulting, LLC. Bob Mooney brings experience from previous roles at Oyster Consulting, LLC and Wells Fargo. Bob Mooney holds a 1982 - 1985 JD @ The Catholic University of America, Columbus School of Law. With a robust skill set that includes FINRA, AML, Securities, Risk Management, Series 24 and more. Bob Mooney has 1 emails and 1 mobile phone numbers on RocketReach.
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