2003 -
2005 Senior Securities Attorney @ Dinkes and Schwitzer
2000 -
2003 Assistant General Counsel and Corporate Vice President @
1997 -
2000 Assistant General Counsel @
Michael Chasen Education
New York Law School
Doctor of Law (J.D.) (Law)
1990
-
1993
The George Washington University
BA (Accounting)
1986
-
1990
Michael Chasen Skills
SEC
Litigation
Stock Exchange
Anti Money Laundering
Developments
Sales
Brokerage
Derivatives
Eba
Financial Regulation
Oversight
Privacy Law and Compliance
Compliance Procedures
Dispute Resolution
Regulatory Agencies
Marketing Communications
Broker Dealer
Indices
Hedge Funds
Attorneys
Ethics
Securities Regulation
Capital IQ
Securities Law
Settlement
Capital Markets
Investment Advisory
Nyse
Playback
Supervision
FINRA
Risk Management
Asset Management
Privacy Compliance
Testing
Legal Compliance
International Benchmarking
Training
Policy
Corporate Governance
Personal Injury
Investigation
Options
Legal Issues
Financial Markets
Structured Products
Gap Analysis
Social Media
Fixed Income
Retail
Financial Risk
Advertising
Disciplinary Hearings
Privacy Law
Regulatory Requirements
AML
Marketing
Entertainment
Investment Banking
ETFs
SEC Regulations
Brokers
Mediation
Regulations
Reviews
Investments
Variable Annuities
OFAC
Materials
Investment Advisers Act
Gifts
Wrap Accounts
Financial Services
Compliance
Equities
Mutual Funds
S&p
Securities Litigation
Securities and Exchange Commission
Analytical Skill
Corporate Law
Liaison
Equity
Due Diligence
Trading
KYC
Dodd Frank
Securities
Dealers
Michael Chasen Summary
Michael Chasen, based in New York, NY, US, is currently a Senior Compliance Officer at Guidepoint. Michael Chasen brings experience from previous roles at Alaric Compliance Services, LLC, Geneva Consulting Group, McGraw Hill Financial (Standard & Poor's) and FINRA (f/k/a NASD). Michael Chasen holds a 1990 - 1993 Doctor of Law (J.D.) in Law @ New York Law School. With a robust skill set that includes SEC, Litigation, Stock Exchange, Anti Money Laundering, Developments and more. Michael Chasen has 2 emails on RocketReach.
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