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The Financial Industry Regulatory Authority, or FINRA, is dedicated to investor protection and market integrity. We regulate one critical part of the securities industry—brokerage firms doing business with the public in the United States. We carry out our mission by overseeing virtually every aspect of the brokerage industry. Every day, we work to: • write and enforce rules governing 3,900 firms and 635,000 brokers; • examine firms for compliance with those rules; • foster market transparency; and • inform the investing public. With 3,600 employees working in communities all across the nation, we are the first line of defense for investors.

View Top Employees from FINRA (Financial Industry Regulatory Authority)
Revenue $1.2 billion
Employees 6,371 (6,371 on RocketReach)
Founded 2007
Phone (301) 590-6500
Fax (866) 397-3290
JavaScript, HTML, PHP +216 more (view full list)
Category Membership Organizations, Finance, Organizations, Financial Services, Non Profit
Competitors Cetera Financial Group, Financial Conduct Authority, NYSE, U.S. Commodity Futures Trading Commission, U.S. Nuclear Regulatory Commission
SIC 86, 861
NAICS 81341, 81, 8134, 813410, 813

FINRA (Financial Industry Regulatory Authority) Questions

The FINRA (Financial Industry Regulatory Authority) annual revenue was $1.2 billion in 2023.

6,371 people are employed at FINRA (Financial Industry Regulatory Authority).

FINRA (Financial Industry Regulatory Authority) is based in Washington, District of Columbia.

The NAICS codes for FINRA (Financial Industry Regulatory Authority) are [81341, 81, 8134, 813410, 813].

The SIC codes for FINRA (Financial Industry Regulatory Authority) are [86, 861].

Top FINRA (Financial Industry Regulatory Authority) Employees

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