Mathew Tomlin Email & Phone Number
Director of Field Oversight @ J.W. Cole Financial, Inc.
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Mathew Tomlin Location
- Florida, United States
Mathew Tomlin Work
- 2026 -now Director of Field Oversight @
- 2023 -2026 Senior Compliance Officer @
- 2022 -2023 Divisional Supervisory Officer @
- 2021 -2022 Senior Supervision Advisor @
- 2019 -2021 Supervision Advisor @
- 2017 -2019 Compliance Advisor @
- 2015 -2021 United States Marine @
- 2017 -2017 Financial Representative @
- 2016 -2017 Customer Account Representative @
Mathew Tomlin Education
- St. Petersburg College
Bachelor of Science - BS (Financial Planning and Services)
- St. Petersburg College
Associate of Arts - AA (Business Administration and Management, General)
- St. Petersburg College
Associate of Science - AS (Entrepreneurship/Entrepreneurial Studies)
Mathew Tomlin Skills
- Regulatory Compliance
- Insurance
- Communication
- Leadership
- Financial Services
- Onboarding
- Supervisory Skills
- Teamwork
- Customer Service
- Management
- Operations Management
- Operating Systems
- Strategic Planning
- Military Operations
- Customer Support
- Team Building
- Supply Management
- Coaching
- Client Onboarding
- Customer Onboarding
- Registration
- Account Management
- Securities Regulation
- Securities
- U.S. Securities and Exchange Commission (SEC)
- FINRA
- Series 53
- AML
- Financial Promotions
- Operational Risk
- FSA
- TCF
Mathew Tomlin Summary
- Mathew Tomlin, based in Florida, United States, is currently a Director of Field Oversight at J.W. Cole Financial, Inc.. Mathew Tomlin brings experience from previous roles at J.W. Cole Financial, Inc., Steward Partners Global Advisory and Raymond James. Mathew Tomlin holds a Bachelor of Science - BS in Financial Planning and Services @ St. Petersburg College. With a robust skill set that includes Regulatory Compliance, Insurance, Communication, Leadership, Financial Services and more. Mathew Tomlin has 3 emails and 2 mobile phone numbers on RocketReach.
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Mathew Tomlin
Director of Field Oversight
Florida, United States
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