Kurt Lofgren's Location
Saint Paul, MN, US
Kurt Lofgren's Work
- Chief Compliance Officer @ J.W. Cole Financial, Inc.
- Of Counsel and Senior Compliance and Regulatory Consultant @ Freeman Mathis & Gary, LLP
- Senior Vice President and Business Risk Managment @ LPL Financial
- Senior Vice President, CCO Advisory @ LPL Financial
- Senior Vice President, Chief Compliance Officer @ Financial Services Company
- Assistant General Counsel @ Northwestern Mutual
- Corporate Counsel, Assistant Vice President @ Financial Services Company
- Chief, Branch of Enforcement @ U.S. Securities and Exchange Commission
Kurt Lofgren's Education
- Knox College
Bachelor of Arts (B.A.) (History and Economics)
- Loyola University of Chicago
Doctor of Law (J.D.) (Coporate & Securities)
Kurt Lofgren's Skills
- Series 63
- Litigation
- Attorneys
- Anti Money Laundering
- Public Speaking
- Securities Regulation
- Insurance
- Investments
- Business Development
- Regulatory Affairs
Kurt Lofgren's Summary
Kurt Lofgren, based in Saint Paul, MN, US, is currently a Chief Compliance Officer at J.W. Cole Financial, Inc., bringing experience from previous roles at Freeman Mathis & Gary, LLP, LPL Financial and Ameriprise Financial Services, Inc.. Kurt Lofgren holds a Bachelor of Arts (B.A.) in History and Economics @ Knox College. With a robust skill set that includes Series 63, Litigation, Attorneys, Anti Money Laundering, Public Speaking and more, Kurt Lofgren contributes valuable insights to the industry. Kurt Lofgren has 4 emails and 2 mobile phone numbers on RocketReach.
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