Kurt Lofgren Email & Phone Number
General Counsel @ J.W. Cole Financial, Inc.
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Kurt Lofgren Location
- Saint Paul, MN, US
Kurt Lofgren Work
- General Counsel @ (January 2020 - Present)
- Of Counsel and Senior Compliance and Regulatory Consultant @ (January 2020 - Present)
- Senior Vice President and Business Risk Managment @
- Senior Vice President and Business Risk Managment @ (January 2018 - September 2019)
- Senior Vice President, CCO Advisory @ (March 2017 - January 2018)
- Senior Vice President, CCO Advisory @
- Senior Vice President, Chief Compliance Officer @ (January 2005 - January 2016)
- Senior Vice President, Chief Compliance Officer @
- Chief, Branch of Enforcement @
- Assistant General Counsel @ (January 2000 - January 2005)
- Corporate Counsel, Assistant Vice President @ (January 1998 - January 2000)
- Assistant General Counsel @
- Chief, Branch of Enforcement @ (January 1990 - January 1998)
- Corporate Counsel, Assistant Vice President @
Kurt Lofgren Education
- Knox College
Kurt Lofgren Skills
- Series 63
- Litigation
- Attorneys
- Anti Money Laundering
- Public Speaking
- Securities Regulation
- Insurance
- Investments
- Business Development
- Regulatory Affairs
- Investment Advisory
- Financial Services
- Compliance
- Mutual Funds
- FINRA
- Risk Management
- Marketing
- Corporate Law
- Series 24
- Broker Dealer
- Trading
- Investigation
- Series 7
- Securities
- Management
- Creative Direction
- Strategic Planning
- Photoshop
Kurt Lofgren Summary
- Kurt Lofgren, based in Saint Paul, MN, US, is currently a General Counsel at J.W. Cole Financial, Inc.. Kurt Lofgren brings experience from previous roles at Freeman Mathis & Gary, LLP and LPL Financial. Kurt Lofgren holds a Knox College. With a robust skill set that includes Series 63, Litigation, Attorneys, Anti Money Laundering, Public Speaking and more. Kurt Lofgren has 5 emails and 4 mobile phone numbers on RocketReach.
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