Pamela Mule` Email & Phone Number
VP, Recruiting and Business Development @ J.W. Cole Financial, Inc.
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Pamela Mule` Location
- Tampa, FL, US
Pamela Mule` Work
- VP, Recruiting and Business Development @ (July 2025 - Present)
- Manager, Client Experience Strategy - Compliance, Legal and Risk @ (July 2022 - July 2023)
- Manager, Branch Examinations @ (January 2019 - July 2022)
- Senior Examiner @ (April 2015 - January 2019)
- Assistant Vice President, Compliance @ (September 2011 - January 2015)
- Compliance Examiner - Legal and Compliance @ (September 2007 - September 2011)
Pamela Mule` Education
- University of Maryland Baltimore County
Bachelors (Economics)
2003-2007
Pamela Mule` Skills
- Driving Results
- Customer Experience
- Series 24
- Customer Satisfaction
- Process Improvement
- Regulatory Filings
- Training
- Team Leadership
- Broker-Dealer Compliance
- Series 7
- Risk Management
- Compliance
- Regulatory Examinations
- Project Management
- Financial Regulation
- FINRA
- Securities Regulation
- Securities
- Risk Assessment
- Data Analysis
- Equities
- Financial Risk
- Regulatory Analysis
- Financial Services
- Data Presentation
- KYC
- Operational Risk
- Business Development
- Coaching
- Long Term Relationship Building
- Practice Management
- Recruiting
- Strategic Partnerships
- Strategic Planning for Growth
- Writing
- Flexible
- Financial Advisory
- SEC
- Corrective Actions
- Baltimore County
- Nasd
- Infrastructure
- Sales
- ABS
- Mentoring
- WINS
- Data Mapping
- Business Administration
- Tampa
- Legal
- Literature
- Facilitation
- Regulatory Compliance
- Travel
- Databases
- Mercantile
- Management
- Financial Statements
- Analyze Problems
- Assurance
- CFTC
- Commercial Lending
- Rules
- Auditing
- Procedure Development
- Regulators
- Accounting
- Execution
- System
- Quality Assurance Review
- Elementary Education
- Baltimore
- Fundraising
- Nyse
- Testing
- Policy
- Supervisory
- Love
- Documentation
- Research
- Midtown
- System Monitoring
- Reporting
- Mule ESB
- Loans
- Analysis
- Inspection
- Written
- London
- ROOT
- Gap Analysis
- Economics
- Fixed Income
- Yahoo
- Retail
- Manhattan
- Communication
- Licensing
- Compliance Assurance
- Exceptions
- Change Management
- Indexing
- Project Planning
- Project
- Sarbanes Oxley Act
- Investment Banking
- SEC Regulations
- Young Professionals
- Short Term
- Responsibility
- Internal Audit
- Policies and Procedures
- Regulations
- Distribution
- Obtain
- Literacy
- Executive Management
- Trust
- Texts
- Report Writing
- New York
- Reviews
- Checklists
- Investments
- Guidelines
- Bridge Inspection
- Citations
- Special Projects
- Reference Materials
- Pleasure
- Registrations
- Risk
- Trading
- Filing
- Amendments
- EMEA
- Population
- Dodd Frank
- Americas
- Gaps
- Dealers
Pamela Mule` Summary
- Pamela Mule`, based in Tampa, FL, US, is currently a VP, Recruiting and Business Development at J.W. Cole Financial, Inc.. Pamela Mule` brings experience from previous roles at LPL Financial and The Macquarie Group. Pamela Mule` holds a 2003 - 2007 Bachelors in Economics @ University of Maryland Baltimore County. With a robust skill set that includes Driving Results, Customer Experience, Series 24, Customer Satisfaction, Process Improvement and more. Pamela Mule` has 2 emails and 1 mobile phone numbers on RocketReach.
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