John Rotondi Email & Phone Number
Assistant Deputy Superintendent (Virtual Currency Unit) @ New York State Department of Financial Services
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John Rotondi Location
- New York, NY, US
John Rotondi Work
- 2023 -2024 Supervision Director (Virtual Currency Unit) @ New York State Department of Financial Services
- 2024 -now Assistant Deputy Superintendent (Virtual Currency Unit) @ New York State Department of Financial Services
- 2018 -2023 Director, Head of Surveillance for the Americas @
- 2013 -2016 Director, Compliance, Capital Markets Surveillance and Regulatory Inquiries @
- 2005 -2013 Vice President, Chief Compliance Officer @
- 2003 -2005 Director, Compliance Advisory @
- 1998 -2003 Director, Compliance Advisory @
- 1994 -1998 Supervisor, Market Regulation (NASD) @
- 1993 -1994 Registered Representative @ Quest Capital Strategies, Inc.
John Rotondi Education
- The Wharton School FINRA Institute
(Legal and Compliance Curriculum for the Financial Services Industry)
2006-2009 - St. John's University
Master of Business Administration (MBA) (Accounting)
- St. John's University
Bachelor of Arts (B.A.) (Finance)
John Rotondi Skills
- Due Diligence
- Equities
- Corporate Governance
- Capital Markets
- Anti Money Laundering
- Asset Management
- AML
- Bloomberg
- Broker Dealer
- Management
- Trading
- Fraud Investigations
- Alternative Investments
- Asset Allocation
- Electronic Trading
- Financial Services
- Derivatives
- Securities
- Investments
John Rotondi Summary
- John Rotondi, based in New York, NY, US, is currently a Assistant Deputy Superintendent (Virtual Currency Unit) at New York State Department of Financial Services. John Rotondi brings experience from previous roles at New York State Department of Financial Services, MUFG, BNP Paribas and Allianz Global Investors. John Rotondi holds a 2006 - 2009 The Wharton School FINRA Institute. With a robust skill set that includes Due Diligence, Equities, Corporate Governance, Capital Markets, Anti Money Laundering and more. John Rotondi has 7 emails and 3 mobile phone numbers on RocketReach.
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