David Buchalter Email & Phone Number
Deputy General Counsel @ New York State Department of Financial Services
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David Buchalter Location
- New York, NY, US
David Buchalter Work
- Principal @ Compliance Consultant, Independent (August 2019 - December 2020)
- Deputy General Counsel @ (January 2021 - Present)
- Associate General Counsel, Managing Director @ (June 2014 - July 2019)
- Managing Counsel, Managing Director @ (September 2010 - May 2014)
- Principal @ Compliance Consultant, Independent (July 2009 - August 2010)
- Compliance Consultant, Global Commodities Group @ (January 2008 - June 2009)
- Chief Legal Officer, Senior VP -- Institutional Equities @ (July 2003 - December 2007)
- Senior Counsel, Senior Vice President – Private Client and Capital Markets Products @ (June 2001 - June 2003)
- Senior Counsel, Senior VP -- Derivatives and Alternative Investments @ (June 1995 - May 2001)
- Staff Counsel, First Vice President – Complex and Regulatory Litigation @ (January 1992 - May 1995)
- Associate Attorney @ (April 1988 - December 1991)
David Buchalter Education
- Emory School of Law
Juris Doctor
- Queens College
Bachelor of Arts (Accounting)
David Buchalter Skills
- Alternative Investments
- FINRA
- Equities
- Securities
- Derivatives
- Capital Markets
- Leadership
- Securities Regulation
- Options
- Management
- Banking
- Financial Regulation
- Civil Litigation
- Financial Services
- Commodity
- Asset Management
- Arbitration
- Investment Advisory
- AML
- Hedge Funds
- Restructuring
- Mutual Funds
- Investment Banking
- Business Development
- Strategic Planning
- Microsoft Excel
- Financial Analysis
- Research
- Services
David Buchalter Summary
- David Buchalter, based in New York, NY, US, is currently a Deputy General Counsel at New York State Department of Financial Services. David Buchalter brings experience from previous roles at Compliance Consultant, Independent and BNY Mellon. David Buchalter holds a Juris Doctor @ Emory School of Law. With a robust skill set that includes Alternative Investments, FINRA, Equities, Securities, Derivatives and more. David Buchalter has 5 emails and 2 mobile phone numbers on RocketReach.
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