Dan Viola Email & Phone Number
Partner and Head of SKRC @ Seward & Kissel LLP
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Dan Viola Location
- New York, NY, US
Dan Viola Work
- 2023 -now Partner and Head of SKRC @
- 1998 -now Arbitrator @
- 2006 -2023 Partner - Head of Regulatory and Compliance Group @
- 2002 -2006 General Counsel @ Carlin Financial Group
- 1995 -2005 Founder @ VIOCO
- 1992 -1995 Senior Compliance Examiner @
Dan Viola Education
- Saint John's University School of Law 1993-1996
- St. John's University 1989-1992
Dan Viola Skills
- Structures and...
- Regulatory Compliance
- Compliance Policy...
- Mock SEC compliance...
- Compliance Training
- Investments
- Hedge Funds
- FINRA
- SEC
- Securities
- Options
- Equities
- Financial Markets
- Alternative Investments
- Asset Management
- Capital Markets
- Derivatives
- Trading
- Private Placements
- Broker-Dealer
- Private Equity
- Corporate Governance
- Securities Regulation
- Trading Systems
- Arbitration
- Litigation
- Commodity
- Due Diligence
- Investment Advisers Act
- Securities Litigation
- Venture Capital
- Investment Company Act
- AML
- Series 24
- ERISA
- Investment Management
- Series 7
- Financial Regulation
- Corporate Law
- Fund Of Funds
- Mutual Funds
- Dodd-Frank
- Investment Advisory
- Financial Services
- Equity Trading
- Proprietary Trading
- Prime Brokerage
- ETFs
- Securities Offerings
- Structured Finance
- Structures and organizes broker-dealers and investment advisers
- Compliance Policy Planning
- Mock SEC compliance audits
- Investigation
- Structures and Organizes Broker Dealers and Investment Advisers
- Dodd Frank
- Microsoft Office
- Management
- Security
- Broker Dealer
- Change Management
- Afghanistan
- Sales
Dan Viola Summary
- Dan Viola, based in New York, NY, US, is currently a Partner and Head of SKRC at Seward & Kissel LLP. Dan Viola brings experience from previous roles at Financial Industry Regulatory Authority, Sadis & Goldberg LLP, Carlin Financial Group and VIOCO. Dan Viola holds a 1993 - 1996 Saint John's University School of Law. With a robust skill set that includes Structures and..., Regulatory Compliance, Compliance Policy..., Mock SEC compliance..., Compliance Training and more. Dan Viola has 3 emails and 2 mobile phone numbers on RocketReach.
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