Dan Viola Location
New York, NY, US
Dan Viola Work
- 2023 - now Partner and Head of SKRC @ Seward & Kissel LLP
- 1998 - now Arbitrator @ FINRA (Financial Industry Regulatory Authority)
- 2006 - 2023 Partner - Head of Regulatory and Compliance Group @ Sadis & Goldberg LLP
- 2002 - 2006 General Counsel @ Carlin Financial Group
- 1995 - 2005 Founder @ VIOCO
- 1992 - 1995 Senior Compliance Examiner @ U.S. Securities and Exchange Commission
Dan Viola Education
- Saint John's University School of Law1993 - 1996
- St. John's University1989 - 1992
Dan Viola Skills
- Structures and...
- Regulatory Compliance
- Compliance Policy...
- Mock SEC compliance...
- Compliance Training
- Investments
- Hedge Funds
- FINRA
- SEC
- Securities
Dan Viola Summary
Dan Viola, based in New York, NY, US, is currently a Partner and Head of SKRC at Seward & Kissel LLP. Dan Viola brings experience from previous roles at Financial Industry Regulatory Authority, Sadis & Goldberg LLP, Carlin Financial Group and VIOCO. Dan Viola holds a 1993 - 1996 Saint John's University School of Law. With a robust skill set that includes Structures and..., Regulatory Compliance, Compliance Policy..., Mock SEC compliance..., Compliance Training and more. Dan Viola has 3 emails and 1 mobile phone numbers on RocketReach.
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