CAIS Competitors

As a global active asset and wealth manager, we believe better outcomes come from asking better questions. By combining research, data and judgement, we make deliberate investment decisions and focus on the risks that matter. We don’t simply follow. We ask better questions, challenge assumptions and apply active insight to pursue better outcomes for our clients. On 1 October 2026, Schroders and Nuveen joined forces to create one of the world’s leading active asset and wealth managers, with approximately US$2.6 trillion* in assets under management. Our capabilities span public and private markets, supported by the long-term strength of our parent company, TIAA. For more than 220 years, our approach has helped clients navigate changing markets and pursue their long-term goals. Today, our investment specialists around the world combine global expertise with local insight to identify opportunities across equities, fixed income, multi-asset, alternatives, private markets and wealth management. We work with institutions, intermediaries and private investors, taking the time to understand their objectives and partnering with them to build resilient, long-term solutions. We create prosperity - together. Note: On 1 October, 2026, Nuveen, LLC completed its acquisition of Schroders plc. AUM shown reflects the combined assets of both entities as of 30 June 2026 Disclaimer: Investing in securities is subject to risk. The value of investments can go down as well as up and is not guaranteed. Schroders will not make direct contact with you, via any social media platform or direct messaging service, to sell our products. If you think you have been a victim of a scam or have received unsolicited contact using the Schroders name or any associated names, and have any concerns, then please contact our Financial Crime Team using the details below: Telephone: +44(0)20 7658 4004 Email: reportscams@schroders.com

At Saxo we believe that when you invest, you unlock a new curiosity for the world around you. Discovering an intuitive desire within to actively learn, explore, and ask questions, you will engage with new companies, new communities, maybe even new countries. You could call this an appetite or passion for new knowledge and skills. We call it curiosity. Ultimately everything we do as a company is focused on getting curious people invested in the world by giving our clients more ways to make more of their money. We began in Copenhagen, Denmark in 1992 with a clear vision: to make the global financial markets accessible for more people. In 1998, we launched one of the first online trading platforms in Europe, providing professional-grade tools and easy access to global financial markets for anyone who wanted to invest. Today we are a well-capitalised Danish (EU) bank with top capital ratios and positive rating from S&P, trusted by over 1.2 million clients. As an international award-winning investment firm for investors and traders who are serious about investing, our clients enjoy regulated and reliable access to over 71,000 financial instruments on our industry-leading platforms. Keeping our headquarters in our beloved Denmark, we have expanded our reach to having more than 70 nationalities employed in offices in 14 countries. We are proud of our Scandinavian heritage and we are committed to the values of trust, fairness, and security. We believe this gives our clients the confidence to be adventurous and curious. Curiosity can lead you to places you never could have imagined. When you invest, you stimulate the mind, you see new perspectives, and you broaden your horizons. Personal transformation is inevitable as you develop a sincere interest and curiosity for not only the world, but also for others. At Saxo our greatest hope is for everyone to become engaged, to feel empowered, and to Be Invested.

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