Beth Haddock Email & Phone Number
Chief Legal Officer @ AdvisorEngine
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Beth Haddock Location
- New York, NY, US
Beth Haddock Work
- 2021 -now Chief Legal Officer @
- 2016 -now Founder and Managing Partner @
- 2023 -now Board Member and Global Policy Lead @
- 2020 -now Board Member @
- 2021 -now Member @
- 2013 -2016 Head of Institutional Compliance and Regulatory Strategy @
- 2005 -2013 Associate General Counsel and Chief Compliance Officer @
- 1997 -2005 Deputy General Counsel @
Beth Haddock Education
- Bucknell University
Bachelor of Arts (Economics)
1984-1988 - University of California, Berkeley - School of Law 2020
- Yale School of Management
(Sustainability)
- Yale University
(Sustainability)
- University of Virginia Darden School of Business
(Leadership)
- The Catholic University of America
Doctor of Jurisprudence (Law)
Beth Haddock Skills
- Board of Directors
- Corporate Governance
- Securities
- Securities Regulation
- Compliance and Ethics Programs
- Mutual Funds
- Hedge Funds
- FINRA
- Investments
- Financial Services
- Investment Advisory
- Sustainability
- AML
- Investment Management
- Banking
- Insurance
- Investment Company Act
- Corporate Law
- Alternative Investments
- Anti Money Laundering
- Due Diligence
- Risk Management
- Business Ethics
- Legal Compliance
- Asset Management
- Corporate Social Responsibility
- Regulatory Compliance
- Regulatory
- Nyse
- Investment Advisers Act
- Hold Series 7
- Darden School of Business Uva Executive Leadership Program
- Arbitration
- Attorney
- Marketing
- Institutional
- 14 Securities Registrations
- Leadership
- Management
- Strategy
- Legal Writing
- Strategic Planning
- Nyse Liffe Arbitration Panelist
- Compliance
Beth Haddock Summary
- Beth Haddock, based in New York, NY, US, is currently a Chief Legal Officer at AdvisorEngine. Beth Haddock brings experience from previous roles at Warburton Advisers, Stablecoin Standard, GMO-Z.com Trust Company and Extraordinary Women on Boards (EWOB). Beth Haddock holds a 1984 - 1988 Bachelor of Arts in Economics @ Bucknell University. With a robust skill set that includes Board of Directors, Corporate Governance, Securities, Securities Regulation, Compliance and Ethics Programs and more. Beth Haddock has 4 emails and 1 mobile phone numbers on RocketReach.
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