Benjamin Yu Email & Phone Number

Securities Compliance Examiner @ U.S. Securities and Exchange Commission

5 free lookup(s).

Benjamin Yu Location

San Francisco, CA, US

Benjamin Yu Work

2014 - now Securities Compliance Examiner @ U.S. Securities and Exchange Commission
2013 - 2014 Vice President, Legal and Compliance @ BlackRock
2012 - 2013 Senior Regulatory Coordinator @ FINRA (Financial Industry Regulatory Authority)

2008 - 2012 Senior Examiner @ FINRA (Financial Industry Regulatory Authority)
2005 - 2007 Field Auditor @ Alliance for Audited Media
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Benjamin Yu Education

University of California, Davis
Bachelors of Science (Managerial Economics)
2000 - 2004

Benjamin Yu Skills

Auditing
Anti Money Laundering
Marketplace Lending Compliance

Securities Regulation
Finop
OFAC
Financial Regulation
Investment Advisers Act
Investment Advisory
Broker Dealer Operations

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Benjamin Yu Summary

Benjamin Yu, based in San Francisco, CA, US, is currently a Securities Compliance Examiner at U.S. Securities and Exchange Commission. Benjamin Yu brings experience from previous roles at BlackRock, Financial Industry Regulatory Authority (FINRA) and Alliance for Audited Media. Benjamin Yu holds a 2000 - 2004 Bachelors of Science in Managerial Economics @ University of California, Davis. With a robust skill set that includes Auditing, Anti Money Laundering, Marketplace Lending Compliance, Securities Regulation, Finop and more. Benjamin Yu has 2 emails and 1 mobile phone numbers on RocketReach.

Benjamin Yu Emails

Found 2 emails

Benjamin Yu Phone Numbers

Found 4 phone numbers

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Benjamin Yu

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California, United States
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- gmail.com
- prologis.com
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5+
- +1 216-392-XXXX
- +1 510-566-XXXX
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Benjamin Yu

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- gmail.com
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Benjamin Yu

Category Manager at Trader Joe's

Torrance, CA, US
2
- gmail.com
- traderjoes.com
1
- +1 562-405-XXXX
Benjamin Yu

Senior Engineering Manager at Twitch

San Francisco, CA, US
2
- gmail.com
- twitch.tv
5
- +1 416-479-XXXX
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- +1 415-349-XXXX
- +1 626-590-XXXX
- +1 905-887-XXXX
Benjamin Yu

Chief Financial Officer at GOPIZZA Global HQ

Gyeonggi-do, South Korea
1
- hotmail.com
4
- +1 510-326-XXXX
- +1 510-549-XXXX
- +82 41-5503-XXXX
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