Brian Daly Email & Phone Number
Director, Division of Investment Management @ U.S. Securities and Exchange Commission
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Brian Daly Location
- Washington, DC, US
Brian Daly Work
- Director, Division of Investment Management @ (July 2025 - Present)
- Fellow @ (July 2022 - Present)
- Partner @ (April 2021 - July 2025)
- Board of Directors @ (September 2022 - September 2024)
- Partner @ (November 2012 - April 2021)
- Visiting Lecturer @ (May 2012 - May 2017)
- Chief Legal and Compliance Officer @ (March 2010 - November 2012)
- General Counsel @ Raptor Capital Management (January 2008 - January 2010)
- Chief Legal Officer, Carlyle-Blue Wave Partners Management, LP @ (January 2006 - January 2008)
- General Counsel @ (January 2004 - January 2006)
Brian Daly Education
- The Chinese University of Hong Kong
Cantonese and Mandarin
1993-1993 - Beijing Language and Culture University
Mandarin Chinese
1992-1992 - Stanford Law School
JD (Law)
- University of Hawaii at Manoa
MA (Asian Studies)
- The Catholic University of America
BA (History)
Brian Daly Skills
- Regulatory and Compliance
- Investment Management
- Alternative Investment Funds
- Securities Trading Issues
- Compliance Programs
- Hedge Fund Registration and Disclosure
- Private Equity Fund Registration and Disclosure
- Trading
- Structured Finance
- Securities Regulation
- Securities
- Private Equity
- Mutual Funds
- Litigation
- Legal Advice
- Investments
- Hedge Funds
- Financial Structuring
- Financial Services
- Due Diligence
- Corporate Law
- Corporate Governance
- Capital Markets
- Asset Management
- Alternative Investments
- AML
- Legal Writing
- Research
- Microsoft Excel
- Legal Research
- General Counsel
- Higher Education
- Services
- Strategy
Brian Daly Summary
- Brian Daly, based in Washington, DC, US, is currently a Director, Division of Investment Management at U.S. Securities and Exchange Commission. Brian Daly brings experience from previous roles at American Bar Foundation, Akin Gump Strauss Hauer & Feld LLP, Managed Funds Association and Schulte Roth & Zabel LLP. Brian Daly holds a 1993 - 1993 Cantonese and Mandarin @ The Chinese University of Hong Kong. With a robust skill set that includes Regulatory and Compliance, Investment Management, Alternative Investment Funds, Securities Trading Issues, Compliance Programs and more. Brian Daly has 3 emails and 3 mobile phone numbers on RocketReach.
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