Brian Daly Email & Phone Number
Director, Division of Investment Management @ U.S. Securities and Exchange Commission
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Brian Daly Location
- Washington, DC, US
Brian Daly Work
- 2025 -now Director, Division of Investment Management @
- 2022 -now Fellow @
- 2021 -2025 Partner @
- 2022 -2024 Board of Directors @
- 2012 -2021 Partner @
- 2012 -2017 Visiting Lecturer @
- 2010 -2012 Chief Legal and Compliance Officer @
- 2008 -2010 General Counsel @ Raptor Capital Management
- 2006 -2008 Chief Legal Officer, Carlyle-Blue Wave Partners Management, LP @
- 2004 -2006 General Counsel @
Brian Daly Education
- Stanford Law School
JD (Law)
- University of Hawaii at Manoa
MA (Asian Studies)
- The Catholic University of America
BA (History)
Brian Daly Skills
- Regulatory and Compliance
- Investment Management
- Alternative Investment Funds
- Securities Trading Issues
- Compliance Programs
- Hedge Fund Registration and Disclosure
- Private Equity Fund Registration and Disclosure
- Trading
- Structured Finance
- Securities Regulation
- Securities
- Private Equity
- Mutual Funds
- Litigation
- Legal Advice
- Investments
- Hedge Funds
- Financial Structuring
- Financial Services
- Due Diligence
- Corporate Law
- Corporate Governance
- Capital Markets
- Asset Management
- Alternative Investments
- AML
- Legal Writing
- Research
- Microsoft Excel
- Legal Research
- General Counsel
- Higher Education
- Services
- Strategy
Brian Daly Summary
- Brian Daly, based in Washington, DC, US, is currently a Director, Division of Investment Management at U.S. Securities and Exchange Commission. Brian Daly brings experience from previous roles at American Bar Foundation, Akin Gump Strauss Hauer & Feld LLP, Managed Funds Association and Schulte Roth & Zabel LLP. Brian Daly holds a JD in Law @ Stanford Law School. With a robust skill set that includes Regulatory and Compliance, Investment Management, Alternative Investment Funds, Securities Trading Issues, Compliance Programs and more. Brian Daly has 3 emails and 3 mobile phone numbers on RocketReach.
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