Austin Chen Email
Senior Counsel, Division of Investment Management @ U.S. Securities and Exchange Commission
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Austin Chen Location
- Los Angeles, CA, US
Austin Chen Work
- Senior Counsel, Division of Investment Management @ (January 2024 - Present)
- Attorney Adviser, Division of Examinations @ (October 2020 - December 2023)
- Private Investment in Public Equity (PIPEs) Group @ (March 2019 - October 2020)
- Insider Trading Group, Office of Fraud Detection and Market Intelligence (OFDMI) @ (May 2015 - March 2019)
Austin Chen Education
- University of Iowa College of Law
Juris Doctor (J.D.)
- UC Santa Barbara
Bachelor of Arts (B.A.) (Economics)
Austin Chen Skills
- Mandarin
- Legal Research
- Legal Writing
- Law
- Securities Regulation
- Microsoft Excel
- Fraud Investigations
- Insider Trading Regulations
- Regulatory
- Trading
- Services
- C++
- Surveillance
- Financial Services
- Market Intelligence
Austin Chen Summary
- Austin Chen, based in Los Angeles, CA, US, is currently a Senior Counsel, Division of Investment Management at U.S. Securities and Exchange Commission. Austin Chen brings experience from previous roles at U.S. Securities and Exchange Commission, FINRA and Financial Industry Regulatory Authority (FINRA). Austin Chen holds a Juris Doctor (J.D.) @ University of Iowa College of Law. With a robust skill set that includes Mandarin, Legal Research, Legal Writing, Law, Securities Regulation and more. Austin Chen has 1 emails on RocketReach.
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