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Austin Chen Location
Los Angeles, CA, US
Austin Chen Work
2024 -now Senior Counsel, Division of Investment Management @
2020 -2023 Attorney Adviser, Division of Examinations @
2019 -2020 Private Investment in Public Equity (PIPEs) Group @
2015 -2019 Insider Trading Group, Office of Fraud Detection and Market Intelligence (OFDMI) @
Austin Chen Education
University of Iowa College of Law
Juris Doctor (J.D.)
UC Santa Barbara
Bachelor of Arts (B.A.) (Economics)
Austin Chen Skills
Mandarin
Legal Research
Legal Writing
Law
Securities Regulation
Microsoft Excel
Fraud Investigations
Insider Trading Regulations
Regulatory
Trading
Services
C++
Surveillance
Financial Services
Market Intelligence
Austin Chen Summary
Austin Chen, based in Los Angeles, CA, US, is currently a Senior Counsel, Division of Investment Management at U.S. Securities and Exchange Commission. Austin Chen brings experience from previous roles at U.S. Securities and Exchange Commission, FINRA and Financial Industry Regulatory Authority (FINRA). Austin Chen holds a Juris Doctor (J.D.) @ University of Iowa College of Law. With a robust skill set that includes Mandarin, Legal Research, Legal Writing, Law, Securities Regulation and more. Austin Chen has 3 emails on RocketReach.
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