Austin Chen Email

Senior Counsel, Division of Investment Management @ U.S. Securities and Exchange Commission

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Austin Chen Location

Los Angeles, CA, US

Austin Chen Work

2024 - now Senior Counsel, Division of Investment Management @ U.S. Securities and Exchange Commission
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2020 - 2023 Attorney Adviser, Division of Examinations @ U.S. Securities and Exchange Commission
2019 - 2020 Private Investment in Public Equity (PIPEs) Group @ FINRA (Financial Industry Regulatory Authority)

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2015 - 2019 Insider Trading Group, Office of Fraud Detection and Market Intelligence (OFDMI) @ FINRA (Financial Industry Regulatory Authority)

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Austin Chen Education

University of Iowa College of Law
Juris Doctor (J.D.)
UC Santa Barbara
Bachelor of Arts (B.A.) (Economics)

Austin Chen Skills

Mandarin
Legal Research
Legal Writing

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Law
Securities Regulation
Microsoft Excel
Fraud Investigations
Insider Trading Regulations
Regulatory
Trading

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Austin Chen Summary

Austin Chen, based in Los Angeles, CA, US, is currently a Senior Counsel, Division of Investment Management at U.S. Securities and Exchange Commission. Austin Chen brings experience from previous roles at U.S. Securities and Exchange Commission, FINRA and Financial Industry Regulatory Authority (FINRA). Austin Chen holds a Juris Doctor (J.D.) @ University of Iowa College of Law. With a robust skill set that includes Mandarin, Legal Research, Legal Writing, Law, Securities Regulation and more. Austin Chen has 2 emails on RocketReach.

Austin Chen Emails

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