Allan McDonell Email & Phone Number
Vice President Compliance @ Cabot Lodge Securities
5 free lookup(s).
Allan McDonell Location
- Mundelein, IL, US
Allan McDonell Work
- 2023 - now Vice President Compliance @
- 2018 - 2023 Senior Compliance Officer @
- 2017 - 2018 Senior Compliance Analyst @
- 2016 - 2017 Principal Reviewer @
- 2007 - 2015 Compliance Coordinator and Consultant - IPS Supervision @
- 1999 - 2007 Registered Principal and Manager - Retail Sales Trading Desk @
- 1998 - 1999 Territorial Compliance Director @
- 1995 - 1998 Field Compliance Manager @
- 1989 - 1995 Senior Compliance Examiner @
- 1986 - 1989 Independent Market Maker @ HGP & Associates, Inc
Allan McDonell Education
- University of Wisconsin-Milwaukee - Lubar School of Business
BA (Business)
1983 - 1985
Allan McDonell Skills
- Surveillance
- Due Diligence
- Communication
- Investment Advisers Act
- Interpersonal Skills
- Business Continuity Planning
- Financial Crimes Investigations
- Complaint Management
- Financial Reporting
- Broker-Dealer Compliance
- Legal Compliance
- Training & Development
- AML/SAR Review
- Account Transaction Review
- Customer Relations
- Regulatory Affairs
- Compliance Management
- Financial Transactions
- Customer Service
- Analysis
- Equities
- Employee Training
- Securities
- Training
- Financial Services
- Options
- FINRA
- Investments
- Series 7
- Leadership
- Risk Management
- Management
- Trading
- Auditing
- Team Building
- Finance
- Human Resources
- AML
- Anti Money Laundering
- Series 24
- LinkedIn Learning
Allan McDonell Summary
- Allan McDonell, based in Mundelein, IL, US, is currently a Vice President Compliance at Cabot Lodge Securities. Allan McDonell brings experience from previous roles at Envestnet, Inc, Bankers Life and Northwestern Mutual. Allan McDonell holds a 1983 - 1985 BA in Business @ University of Wisconsin-Milwaukee - Lubar School of Business. With a robust skill set that includes Surveillance, Due Diligence, Communication, Investment Advisers Act, Interpersonal Skills and more. Allan McDonell has 3 emails and 1 mobile phone numbers on RocketReach.
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