Albert Akerman Email & Phone Number

Executive Vice President and CCO, Managing Principal @ Cabot Lodge Securities

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Albert Akerman Location

Rockville Centre, NY, US

Albert Akerman Work

2025 -now Member Board of Directors @
2015 -now Principal and Managing Member @ Strateegic Management Associates LLC
2011 -now Executive Vice President and CCO, Managing Principal @
2010 -2011 Senior Managing Director, Supervising Principal, CCO @
2005 -2009 Chief Compliance Officer @ DLA Inc
2004 -2005 Chief Compliance Officer @ The Seaport Group, LLC
2001 -2004 Senior Compliance Manager @ Barclays Capital, Incorporated
1999 -2001 VP and Chief Compliance Officer and Chief Audit Executive @
1997 -1999 Global Brokerage Audit Manager @
1993 -1997 Vice President @

Albert Akerman Education

St. John's University
Master of Business Administration (Accounting, Finance)
1978-1981
City University of New York, Queens College
Bachelor of Arts (Economics, Accounting)
1970-1974
Brooklyn Technical High School 1966-1970

Albert Akerman Skills

Securities
Series 7
Insurance
CISA
Accident
FINRA
AML
Series 24
Equities
Asset Managment
Fixed Income
Series 63
Investments
Business Continuity
Mutual Funds
Capital Markets
CAMS
SEC
OFAC
Asset
ETFs
Back Office
Hedge Funds
Business Continuity Planning
Investor Relations
Finance
Alternative Investments
Investment Banking
Risk Management
USA PATRIOT Act
Financial Risk
Due Diligence
Compliance
KYC
Investment Advisory
Financial Regulation
Financial Services
Prime Brokerage
Bank Secrecy Act
Trading
Options
Asset Management
Internal Audit
Banking
Financial Advisory
Private Placements
Securities Regulation
Operational Risk
Broker-Dealer
Series 65
Anti Money Laundering
Enforcement Actions
Sales
Brokerage
Credit Risk
Policy Development
Foreign Exchange
Honor
Syndications
Money Market
NFS
Violations
Legal
Complaints
Law Enforcement
DEA
Management
Delta
Broker Dealer
Security
Audit Management
Repossessions
Control Room
Integration
Investment Management
Clearing
Auditing
Information Systems
Regulators
Business Lines
OTC
IT Audit
Distressed Debt
Guidance
System
Compliance Matters
Business Services
Barclays
Regulatory Knowledge
Institutional Investments
Reports
Element
Publicidad
Clos
Training
Gse
Policy
Supervisory
Enterprise Software
Regulatory Examinations
Corporate Governance
Operations Control
Fed
Research
Reporting
Third Party Applications
Capital
REIT
Mediator
Loans
Surveillance
Written
Ratings
Inspection
Advertising Agency
Structured Products
Muni
Trusted Advisor
Economics
Yahoo
Retail
Manhattan
Debt
St. John
Chinese
Managerial Finance
Business Expansion
Fidelity
Brooklyn
Cfsa
Profit Margins
Streamlining Operational Processes
Regulatory Reporting
Sales Management
Risk Assessment
Marketing
Fdic
Project Planning
External Audit
Training Programs
CMO
Responsibility
Highly Accomplished
Usa
Regulations
Art
Google Groups
Executive Management
Arbitration
Reynolds
Structured Finance
New York
Reviews
Affiliates
Procedure Manuals
Patient Outcomes
Claim
Continuing Education
Addressing
Strengthening
Notary Public
Stocks
Risk Arbitrage
Mitsubishi
Treasury
Budgets
Financial Transactions
Culture
Staff Development
Tokyo
Risk
Control Procedures
Health Insurance
MIS
Queens
Expense Management
Coordinated
Coordinate
Compliance Advisory
Dealers

Albert Akerman Summary

Albert Akerman, based in Rockville Centre, NY, US, is currently a Executive Vice President and CCO, Managing Principal at Cabot Lodge Securities. Albert Akerman brings experience from previous roles at Goldback, Inc., Strateegic Management Associates LLC, Andrew Garrett, Inc. and DLA Inc. Albert Akerman holds a 1978 - 1981 Master of Business Administration in Accounting, Finance @ St. John's University. With a robust skill set that includes Securities, Series 7, Insurance, CISA, Accident and more. Albert Akerman has 1 emails and 2 mobile phone numbers on RocketReach.