William Shields Email & Phone Number
Chief Compliance Officer, Assistant General Counsel @ Cantor Fitzgerald
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William Shields Location
- New York, NY, US
William Shields Work
- 2017 - now Chief Compliance Officer, Assistant General Counsel @
- 2015 - now Chief Compliance Officer @ BGC Partners
- 2002 - now Chief Compliance Officer @
- 2015 - 2015 Chairman @ Wholesale Markets Brokers Association
- 2000 - 2002 Vice President and Associate Counsel @
- 1994 - 2000 Supervisor @ NASD / Market Regulation
- 1994 - 2000 Supervisor @ NASD
William Shields Education
- Rutgers Law School
JD (Law)
1998 - 2001 - Syracuse University
BS (Finance)
1989 - 1993
William Shields Skills
- Financial Services
- Equities
- Fixed Income
- Trading Systems
- CFTC
- Series 63
- Securities Regulation
- Options
- FINRA
- Electronic Trading
- Customer Service
- Project Management
- Strategy
- Advertising
- Brokerage
- Trading
- Financial Risk
- Equity Trading
- Derivatives
- Hedge Funds
- Marketing
- Series 7
- Series 24
- Microsoft Word
- Securities
- Financial Markets
- Capital Markets
William Shields Summary
- William Shields, based in New York, NY, US, is currently a Chief Compliance Officer, Assistant General Counsel at Cantor Fitzgerald. William Shields brings experience from previous roles at BGC Partners, GFI Group, Wholesale Markets Brokers Association and RBC. William Shields holds a 1998 - 2001 JD in Law @ Rutgers Law School. With a robust skill set that includes Financial Services, Equities, Fixed Income, Trading Systems, CFTC and more. William Shields has 4 emails and 3 mobile phone numbers on RocketReach.
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