William Shields Email & Phone Number
Chief Compliance Officer, Assistant General Counsel @ Cantor Fitzgerald
William Shields's Location
New York, NY, US
William Shields's Work
- Chief Compliance Officer, Assistant General Counsel @ Cantor Fitzgerald
- Chief Compliance Officer @ BGC Partners
- Chief Compliance Officer @ GFI Group
- Chairman @ Wholesale Markets Brokers' Association
- Vice President and Associate Counsel @ RBC
- Supervisor @ NASD / Market Regulation
- Supervisor @ NASD
William Shields's Education
- Rutgers Law School
JD (Law)
1998 - 2001 - Syracuse University
BS (Finance)
1989 - 1993
William Shields's Skills
- Financial Services
- Equities
- Fixed Income
- Trading Systems
- CFTC
- Series 63
- Securities Regulation
- Options
- FINRA
- Electronic Trading
William Shields's Summary
William Shields, based in New York, NY, US, is currently a Chief Compliance Officer, Assistant General Counsel at Cantor Fitzgerald, bringing experience from previous roles at BGC Partners, GFI Group, Wholesale Markets Brokers Association and RBC. William Shields holds a 1998 - 2001 JD in Law @ Rutgers Law School. With a robust skill set that includes Financial Services, Equities, Fixed Income, Trading Systems, CFTC and more, William Shields contributes valuable insights to the industry. William Shields has 5 emails and 1 mobile phone number on RocketReach.
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