William O'Connor Email & Phone Number
Senior Compliance Consultant @ InnReg
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William O'Connor Location
- Chicago, IL, US
William O'Connor Work
- Senior Compliance Consultant @ (August 2023 - Present)
- Chief Compliance Officer @ Bivo Financial LLC (November 2024 - March 2026)
- Chief Compliance Officer and Municipal Principal @ (May 2016 - September 2022)
- Compliance Specialist @ (April 1998 - May 2016)
William O'Connor Education
- Western Illinois University
Bachelor's degree (Accounting and Finance)
William O'Connor Skills
- AML
- AML Analyst
- Accounting
- Analytical Skills
- Anti-Money Laundering
- Complaint Investigations
- Compliance Management
- Due Diligence
- FINRA
- Federal & State Regulatory Compliance
- Financial Advisory
- Financial Services
- Fixed-Income Investing
- General Securities Principal
- Internal Audits
- Investment Advisers Act
- Investment Advisor Compliance
- Investments
- KYC Verification
- Legal Compliance
- Marketing Materials
- Operational Compliance
- Policies & Procedures
- Regulatory Compliance
- Regulatory Requirements
- Securities
- Securities Act of 1933
- Securities Exchange Act of 1934
- Securities Regulation
- Trading
- Training
William O'Connor Summary
- William O'Connor, based in Chicago, IL, US, is currently a Senior Compliance Consultant at InnReg. William O'Connor brings experience from previous roles at Bivo Financial LLC, Landolt Securities, Inc. and FINRA. William O'Connor holds a Bachelor's degree in Accounting and Finance @ Western Illinois University. With a robust skill set that includes AML, AML Analyst, Accounting, Analytical Skills, Anti-Money Laundering and more. William O'Connor has 3 emails and 2 mobile phone numbers on RocketReach.
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