Vice President Compliance @ (March 2015 - October 2017)
Senior Compliance Officer @ (August 2014 - March 2015)
Director @ (June 2009 - July 2014)
Director @ (June 2009 - July 2014)
VP Insurance and Annuity Compliance @ (September 2006 - June 2009)
Assistant Vice President @ (May 2005 - September 2006)
Regional Account Manager @ (December 2004 - May 2005)
Life Sales @ National and Regional Broker (June 2000 - December 2004)
Marketing Consultant @ MetLife General Agency (January 1998 - January 2000)
William Lopez Education
Gibbs
Certificate (Paralegal Studies)
William Lopez Skills
Financial Services
Mutual Funds
Insurance
Portfolio Management
Wealth Management
Fixed Annuities
Management
Financial Analysis
Life Insurance
Financial Advisory
Relationship Management
Securities
FINRA
Investments
Equities
William Lopez Summary
William Lopez, based in West New York, NJ, US, is currently a VP Marketing Communications Compliance at JPMorgan Chase & Co.. William Lopez brings experience from previous roles at Citi, JPMorgan Chase & Co. and Morgan Stanley Smith Barney. William Lopez holds a Certificate in Paralegal Studies @ Gibbs. With a robust skill set that includes Financial Services, Mutual Funds, Insurance, Portfolio Management, Wealth Management and more. William Lopez has 3 emails and 3 mobile phone numbers on RocketReach.
Looking for a different William Lopez?
Find contact details for 700 million professionals.