William Ling Email & Phone Number
Advisor and Director, Membership Applications Program @ FINRA (Financial Industry Regulatory Authority)
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William Ling Location
- United States
William Ling Work
- 2021 -now Advisor and Director, Membership Applications Program @
- 2017 -2021 Vice President @
- 2016 -2017 Vice President, Global Regulatory Governance @
- 2016 -2016 Vice President - Bank Holding Company Compliance @
- 2013 -2016 Vice President, Compliance Manager - Regulatory Interface @
- 2012 -2013 Senior Compliance Examiner @
- 2011 -2012 Associate and AVP Regulatory Reporting @
- 2011 -2011 Financial Advisory Senior Consultant @
- 2008 -2010 Fin and Op Examiner @
- 2007 -2008 401K Intern @
- 2006 -2007 Wealth Management Intern @
- 2006 -2007 Financial Advisor Intern @
- 2006 -2006 Summer Intern @
William Ling Education
- Baruch College - Zicklin School of Business
Bachelor of Business Administration (Finance & Investments)
2004-2008
William Ling Skills
- Dealers
- Financial Modeling
- Accounting
- Financial Analysis
- Bloomberg
- Regulatory Requirements
- SEC filings
- AML
- Financial Reporting
- Financial Audits
- Broker-Dealer Compliance
- Broker-Dealer Operations
- Microsoft Office
- PowerPoint
- Sales
- Social Media
- Research
- Broker Dealer Compliance
- Broker Dealer Operations
- Customer Service
- Strategic Planning
William Ling Summary
- William Ling, based in United States, is currently a Advisor and Director, Membership Applications Program at FINRA. William Ling brings experience from previous roles at JPMorgan Chase & Co., Citi, Goldman Sachs and JPMorgan Chase. William Ling holds a 2004 - 2008 Bachelor of Business Administration in Finance & Investments @ Baruch College - Zicklin School of Business. With a robust skill set that includes Dealers, Financial Modeling, Accounting, Financial Analysis, Bloomberg and more. William Ling has 2 emails and 2 mobile phone numbers on RocketReach.
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