William Ling Email & Phone Number
Advisor and Director, Membership Applications Program @ FINRA (Financial Industry Regulatory Authority)
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William Ling Location
- United States
William Ling Work
- Advisor and Director, Membership Applications Program @ (March 2021 - Present)
- Vice President @ (February 2017 - March 2021)
- Vice President, Global Regulatory Governance @ (May 2016 - February 2017)
- Vice President - Bank Holding Company Compliance @ (January 2016 - May 2016)
- Vice President, Compliance Manager - Regulatory Interface @ (September 2013 - January 2016)
- Senior Compliance Examiner @ (July 2012 - September 2013)
- Associate and AVP Regulatory Reporting @ (June 2011 - July 2012)
- Financial Advisory Senior Consultant @ (January 2011 - June 2011)
- Fin and Op Examiner @ (June 2008 - December 2010)
- 401K Intern @ (January 2007 - April 2008)
- Wealth Management Intern @ (September 2006 - January 2007)
- Financial Advisor Intern @ (September 2006 - January 2007)
- Summer Intern @ (May 2006 - August 2006)
William Ling Education
- Baruch College - Zicklin School of Business
Bachelor of Business Administration (Finance & Investments)
2004-2008
William Ling Skills
- AML
- Accounting
- Bloomberg
- Broker-Dealer Compliance
- Broker-Dealer Operations
- Dealers
- Financial Analysis
- Financial Audits
- Financial Modeling
- Financial Reporting
- Regulatory Requirements
- SEC filings
- Microsoft Office
- PowerPoint
- Sales
- Social Media
- Research
- Broker Dealer Compliance
- Broker Dealer Operations
- Customer Service
- Strategic Planning
William Ling Summary
- William Ling, based in United States, is currently a Advisor and Director, Membership Applications Program at FINRA. William Ling brings experience from previous roles at JPMorgan Chase & Co., Citi, Goldman Sachs and JPMorgan Chase. William Ling holds a 2004 - 2008 Bachelor of Business Administration in Finance & Investments @ Baruch College - Zicklin School of Business. With a robust skill set that includes AML, Accounting, Bloomberg, Broker-Dealer Compliance, Broker-Dealer Operations and more. William Ling has 2 emails and 2 mobile phone numbers on RocketReach.
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