William Ling Email & Phone Number

Advisor and Director, Membership Applications Program @ FINRA (Financial Industry Regulatory Authority)

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William Ling Location

United States

William Ling Work

2021 - now Advisor and Director, Membership Applications Program @ FINRA (Financial Industry Regulatory Authority)
2017 - 2021 Vice President @ JPMorgan Chase & Co.
2016 - 2017 Vice President, Global Regulatory Governance @ Citi

2016 - 2016 Vice President - Bank Holding Company Compliance @ Goldman Sachs
2013 - 2016 Vice President, Compliance Manager - Regulatory Interface @ JPMorgan Chase & Co.
2012 - 2013 Senior Compliance Examiner @ FINRA (Financial Industry Regulatory Authority)
2011 - 2012 Associate and AVP Regulatory Reporting @ JPMorgan Chase & Co.
2011 - 2011 Financial Advisory Senior Consultant @ EY
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2008 - 2010 Fin and Op Examiner @ FINRA (Financial Industry Regulatory Authority)
2007 - 2008 401K Intern @ National Grid
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William Ling Education

Baruch College - Zicklin School of Business
Bachelor of Business Administration (Finance & Investments)
2004 - 2008

William Ling Skills

Dealers
Financial Modeling
Accounting

Financial Analysis
Bloomberg
Regulatory Requirements
SEC filings
AML
Financial Reporting
Financial Audits

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William Ling Summary

William Ling, based in United States, is currently a Advisor and Director, Membership Applications Program at FINRA. William Ling brings experience from previous roles at JPMorgan Chase & Co., Citi, Goldman Sachs and JPMorgan Chase. William Ling holds a 2004 - 2008 Bachelor of Business Administration in Finance & Investments @ Baruch College - Zicklin School of Business. With a robust skill set that includes Dealers, Financial Modeling, Accounting, Financial Analysis, Bloomberg and more. William Ling has 2 emails and 1 mobile phone numbers on RocketReach.

William Ling Emails

Found 2 emails

William Ling Phone Numbers

Found 5 phone numbers

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William Ling

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William Ling

Advisor and Director, Membership Applications Program at FINRA

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Montreal, QC, CA
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