William Hayden Email & Phone Number
Chief Compliance Officer @ KeyBanc Capital Markets
5 free lookup(s).
William Hayden Location
- Cleveland, OH, US
William Hayden Work
- 2013 -now Chief Compliance Officer @
- 2008 -2013 Senior Director, Emerging Regulatory Issues @
- 2002 -2008 Managing Director, Compliance @
- 1999 -2002 Attorney, Branch Chief @
- 1994 -1999 Prosecutor @ Office of the States Attorney for Baltimore County
- 1985 -1992 Naval Intelligence Officer @
William Hayden Education
- University of Baltimore
Doctor of Law (J.D.)
1992-1995 - Miami University
Bachelor's degree (International/Global Studies)
1980-1984 - Staples High School
William Hayden Skills
- FINRA
- AML
- Securities
- Enterprise Risk Management
- Financial Regulation
- Alternative Investments
- Compliance
- Capital Markets
- OFAC
- Anti Money Laundering
- Regulatory Affairs
- Securities Regulation
- Equities
- Structured Products
- Project Management
- Due Diligence
- Operational Risk
- SEC
- USA PATRIOT Act
- Examination Management
- New Product Oversight
- Exchange Traded Products
- Investment Banking Compliance
- Regulatory Examinations
- Equity Trading
- Supervisory Controls
- Bank-Broker Dealer Regulation
- Conflicts Management
- Risk Management
- Fixed Income
- Series 7
- Structured Finance
- Regulatory
- Bank Broker Dealer Regulation
- Regulatory Compliance
- Trading
William Hayden Summary
- William Hayden, based in Cleveland, OH, US, is currently a Chief Compliance Officer at KeyBanc Capital Markets. William Hayden brings experience from previous roles at FINRA, Wachovia, US Securities and Exchange Commission and Office of the States Attorney for Baltimore County. William Hayden holds a 1992 - 1995 Doctor of Law (J.D.) @ University of Baltimore. With a robust skill set that includes FINRA, AML, Securities, Enterprise Risk Management, Financial Regulation and more. William Hayden has 2 emails and 1 mobile phone numbers on RocketReach.
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