Managing Director, Compliance @ (January 2002 - January 2008)
Attorney, Branch Chief @ (January 1999 - January 2002)
Prosecutor @ Office of the States Attorney for Baltimore County (January 1994 - January 1999)
Naval Intelligence Officer @ (January 1985 - January 1992)
William Hayden Education
University of Baltimore
Doctor of Law (J.D.)
1992-1995
Miami University
Bachelor's degree (International/Global Studies)
1980-1984
Staples High School
William Hayden Skills
AML
Alternative Investments
Anti Money Laundering
Bank-Broker Dealer Regulation
Capital Markets
Compliance
Conflicts Management
Due Diligence
Enterprise Risk Management
Equities
Equity Trading
Examination Management
Exchange Traded Products
FINRA
Financial Regulation
Fixed Income
Investment Banking Compliance
New Product Oversight
OFAC
Operational Risk
Project Management
Regulatory Affairs
Regulatory Examinations
Risk Management
SEC
Securities
Securities Regulation
Series 7
Structured Finance
Structured Products
Supervisory Controls
Trading
USA PATRIOT Act
Regulatory
Bank Broker Dealer Regulation
Regulatory Compliance
William Hayden Summary
William Hayden, based in Cleveland, OH, US, is currently a Chief Compliance Officer at KeyBanc Capital Markets. William Hayden brings experience from previous roles at FINRA, Wachovia, US Securities and Exchange Commission and Office of the States Attorney for Baltimore County. William Hayden holds a 1992 - 1995 Doctor of Law (J.D.) @ University of Baltimore. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Bank-Broker Dealer Regulation, Capital Markets and more. William Hayden has 2 emails and 1 mobile phone numbers on RocketReach.
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