Wayne Kim Email & Phone Number
Deputy General Counsel @ Zone & Company Software Consulting LLC
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Wayne Kim Location
- Carmel, IN, US
Wayne Kim Work
- 2025 -now Deputy General Counsel @
- 2024 -now The L Suite Deputy Member @
- 2023 -2025 Executive Director and Assistant General Counsel (Commercial) @
- 2021 -2022 Vice President and Senior Counsel @
- 2021 -2021 Head of Compliance @
- 2018 -2021 Deputy General Counsel and Chief Compliance Officer @
- 2014 -2017 Vice President and Senior Compliance Manager, US Wealth Management @
- 2012 -2014 Regulatory Analyst @
Wayne Kim Education
- Northwestern University 2013-2014
- University of Wisconsin Law School 2008-2011
- University of Illinois Urbana-Champaign 2003-2007
Wayne Kim Skills
- Securities Regulation
- Equities
- Trading Systems
- FINRA
- Portfolio Management
- Corporate Finance
- Hedge Funds
- Asset Management
- Trading
- Banking
- Options
- Investment Advisers Act
- CFTC
- Commodity Pools
- SEC
- General Counsel
- Wholesale Banking
- Compliance
- Legal
- Indicators
- Keys
Wayne Kim Summary
- Wayne Kim, based in Carmel, IN, US, is currently a Deputy General Counsel at Zone & Co. Wayne Kim brings experience from previous roles at TechGC, Enfusion and AngelList. Wayne Kim holds a 2013 - 2014 Northwestern University. With a robust skill set that includes Securities Regulation, Equities, Trading Systems, FINRA, Portfolio Management and more. Wayne Kim has 2 emails and 1 mobile phone numbers on RocketReach.
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