Wayne Kim Email & Phone Number
Deputy General Counsel @ Zone & Company Software Consulting LLC
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Wayne Kim Location
- Carmel, IN, US
Wayne Kim Work
- Deputy General Counsel @ (September 2025 - Present)
- The L Suite Deputy Member @ (May 2024 - Present)
- Executive Director and Assistant General Counsel (Commercial) @ (January 2023 - September 2025)
- Vice President and Senior Counsel @ (August 2021 - December 2022)
- Head of Compliance @ (May 2021 - August 2021)
- Deputy General Counsel and Chief Compliance Officer @ (January 2018 - April 2021)
- Vice President and Senior Compliance Manager, US Wealth Management @ (June 2014 - December 2017)
- Regulatory Analyst @ (April 2012 - June 2014)
Wayne Kim Education
- Northwestern University
Banking (Banking, Corporate, Finance, and Securities Law)
2013-2014 - University of Wisconsin Law School
Juris Doctorate (J.D.)
2008-2011 - University of Illinois Urbana-Champaign
B.S. (Finance)
2003-2007
Wayne Kim Skills
- Securities Regulation
- Equities
- Trading Systems
- FINRA
- Portfolio Management
- Corporate Finance
- Hedge Funds
- Asset Management
- Trading
- Banking
- Options
- Investment Advisers Act
- CFTC
- Commodity Pools
- SEC
- General Counsel
- Wholesale Banking
- Compliance
- Legal
- Indicators
- Keys
Wayne Kim Summary
- Wayne Kim, based in Carmel, IN, US, is currently a Deputy General Counsel at Zone & Co. Wayne Kim brings experience from previous roles at TechGC, Enfusion and AngelList. Wayne Kim holds a 2013 - 2014 Banking in Banking, Corporate, Finance, and Securities Law @ Northwestern University. With a robust skill set that includes Securities Regulation, Equities, Trading Systems, FINRA, Portfolio Management and more. Wayne Kim has 2 emails and 1 mobile phone numbers on RocketReach.
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