2023 -2025 Executive Director and Assistant General Counsel (Commercial) @
2021 -2022 Vice President and Senior Counsel @
2021 -2021 Head of Compliance @
2018 -2021 Deputy General Counsel and Chief Compliance Officer @
2014 -2017 Vice President and Senior Compliance Manager, US Wealth Management @
2012 -2014 Regulatory Analyst @
Wayne Kim Education
Northwestern University 2013-2014
University of Wisconsin Law School 2008-2011
University of Illinois Urbana-Champaign 2003-2007
Wayne Kim Skills
Securities Regulation
Equities
Trading Systems
FINRA
Portfolio Management
Corporate Finance
Hedge Funds
Asset Management
Trading
Banking
Options
Investment Advisers Act
CFTC
Commodity Pools
SEC
General Counsel
Wholesale Banking
Compliance
Legal
Indicators
Keys
Wayne Kim Summary
Wayne Kim, based in Carmel, IN, US, is currently a Deputy General Counsel at Zone & Co. Wayne Kim brings experience from previous roles at TechGC, Enfusion and AngelList. Wayne Kim holds a 2013 - 2014 Northwestern University. With a robust skill set that includes Securities Regulation, Equities, Trading Systems, FINRA, Portfolio Management and more. Wayne Kim has 2 emails and 1 mobile phone numbers on RocketReach.
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