Tyler Simms Email & Phone Number
Principal Investigator @ FINRA (Financial Industry Regulatory Authority)
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Tyler Simms Location
- Chicago, IL, US
Tyler Simms Work
- 2025 -now Principal Investigator @
- 2023 -2025 Associate Principal Investigator, Enforcement Division @ FINRA @
- 2022 -2023 Vice President | Regional Compliance Manager | PWM Compliance @
- 2021 -2022 Vice President | Suspicious Activity Reports Team | Financial Crime Compliance @
- 2019 -2021 Associate | Suspicious Activity Reports Team | Financial Crime Compliance @
- 2019 -2019 Senior Analyst | Market Surveillance Group | Financial Crime Compliance @
- 2018 -2019 Associate | Health Care Practice Group @
- 2017 -2017 Summer Associate @
Tyler Simms Education
- The Ohio State University Moritz College of Law
Juris Doctor (J.D.), Cum Laude
2015-2018
Tyler Simms Summary
- Tyler Simms, based in Chicago, IL, US, is currently a Principal Investigator at FINRA. Tyler Simms brings experience from previous roles at FINRA and Goldman Sachs. Tyler Simms holds a 2015 - 2018 Juris Doctor (J.D.), Cum Laude @ The Ohio State University Moritz College of Law. Tyler Simms has 4 emails and 2 mobile phone numbers on RocketReach.
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