Tom Selman Email & Phone Number
President and CEO, Former FINRA Executive, Guidance for Broker-Dealer and Investment Advisers @ Scopus Financial Group
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Tom Selman Location
- Silver Spring, MD, US
Tom Selman Work
- President and CEO, Former FINRA Executive, Guidance for Broker-Dealer and Investment Advisers @ (February 2020 - Present)
- Executive Vice President, Regulatory Policy and Legal Compliance Officer @ (January 1996 - February 2020)
- Associate Counsel @ (January 1992 - January 1996)
- Special Counsel @ (January 1987 - January 1992)
- Staff @ (January 1985 - January 1985)
Tom Selman Education
- The University of Texas School of Law
Doctor of Law (J.D.) (Law)
1980-1983 - Rice University
Bachelors of Arts (Economics and History)
1976-1980
Tom Selman Skills
- Guidance for Broker-Dealers
- Guidance for Investment Advisers
- Expert Testimony
- Securities Regulation
- Securities
- Capital Markets
- Hedge Funds
- Equities
- Corporate Governance
- Due Diligence
- Mergers & Acquisitions
- Financial Services
- Private Equity
- Corporate Law
- Alternative Investments
- Mutual Funds
- U.S. SEC Filings
- Regulatory Compliance
- Regulatory Submissions
- Strategy
- Regulatory Requirements
- Writing
- Inspection
- Regulatory Affairs
- Legislation
- Negotiation
- Arbitration
- FINRA
- Regulatory Policy
- Expert Witness
- Financial Regulation
- Compliance Regulations
- Fiduciary
- Investment Company Act
- Regulatory Reporting
- Regulatory Analysis
- Regulatory Documentation
- Global Regulatory Compliance
- Regulatory Filings
- Regulatory Guidelines
- Regulatory Intelligence
- Federal & State Regulatory Compliance
- U.S. Securities and Exchange Commission (SEC)
- Securities Litigation
- Securities Offerings
- Securities Market
- Securities Fraud
- Securities Exchange Act of 1934
- Legislative Issues
- AML
Tom Selman Summary
- Tom Selman, based in Silver Spring, MD, US, is currently a President and CEO, Former FINRA Executive, Guidance for Broker-Dealer and Investment Advisers at Scopus Financial Group. Tom Selman brings experience from previous roles at Financial Industry Regulatory Authority, Investment Company Institute, US Securities and Exchange Commission and European Commission. Tom Selman holds a 1980 - 1983 Doctor of Law (J.D.) in Law @ The University of Texas School of Law. With a robust skill set that includes Guidance for Broker-Dealers, Guidance for Investment Advisers, Expert Testimony, Securities Regulation, Securities and more. Tom Selman has 1 emails and 1 mobile phone numbers on RocketReach.
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