VP, Investment Adviser Compliance @ (November 2012 - April 2023)
CPT, Instructor and Course Developer @ VT Army National Guard (July 2010 - April 2014)
Director, Compliance and Licensing @ (August 2006 - November 2012)
Bank Compliance Officer @ (July 2005 - July 2006)
Suitability Review Principal @ (December 2000 - July 2005)
Registered Representative and Agent @ (June 1999 - December 2000)
CPT, Field Artillery @ U.S. Army (June 1994 - June 1999)
Tom Longfellow Education
United States Military Academy at West Point
Bachelor of Science (B.S.) (American History (United States))
1990-1994
Tom Longfellow Skills
Leadership
Risk Management
Process Improvement
Insurance
Strategy
Team Building
Tom Longfellow Summary
Tom Longfellow, based in Montpelier, VT, US, is currently a Deputy Chief Compliance Officer at Equity Services, Inc.. Tom Longfellow brings experience from previous roles at Equity Services, Inc., VT Army National Guard and First Command Financial Services. Tom Longfellow holds a 1990 - 1994 Bachelor of Science (B.S.) in American History (United States) @ United States Military Academy at West Point. With a robust skill set that includes Leadership, Risk Management, Process Improvement, Insurance, Strategy and more. Tom Longfellow has 2 emails and 4 mobile phone numbers on RocketReach.
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