Robert Franklin Email & Phone Number
Chief Compliance Officer @ Equity Services, Inc.
5 free lookup(s).
No credit card required.
Robert Franklin Location
- Montpelier, VT, US
Robert Franklin Work
- 2023 - now Chief Compliance Officer @
- 2023 - 2023 Senior Manager @
- 2016 - 2023 AVP, Compliance AML Officer @ Kestra Financial (FKA NFP Advisor Services)
- 2015 - 2016 AVP, Broker Dealer Compliance and AML Officer @ NFP Advisor Services
- 2012 - 2015 Director, Broker-Dealer Compliance and AML Officer @ NFP Advisor Services
- 2010 - 2012 Compliance Manager @
- 2009 - 2010 Compliance @
- 2007 - 2009 Compliance Manager @
- 2004 - 2007 Compliance Manager @
- 2002 - 2004 Compliance Officer @ Williams Financial Group
- 1999 - 2002 Compliance Manager @
Robert Franklin Education
- Texas Tech University
POLS (Political Science and Government)
1993 - 1997
Robert Franklin Skills
- Investment Advisory
- Broker Dealer
- Alternative Investments
- Risk Management
- Securities
- Real Estate
- Due Diligence
- Anti Money Laundering
- Marketing
- Project Management
- Asset Management
- Compliance
- Series 24
- Financial Services
- Financial Risk
- Mutual Funds
- FINRA
- Insurance
- AML
- Investments
- Series 63
- Equities
- Internal Audit
- Uniform Combined State Law
- Series 65
- Series 7
- Microsoft Office
- Wealth Management
- Microsoft Excel
Robert Franklin Summary
- Robert Franklin, based in Montpelier, VT, US, is currently a Chief Compliance Officer at Equity Services, Inc.. Robert Franklin brings experience from previous roles at Essential Edge Compliance Outsourcing Services, LLC, Kestra Financial (FKA NFP Advisor Services) and NFP Advisor Services. Robert Franklin holds a 1993 - 1997 POLS in Political Science and Government @ Texas Tech University. With a robust skill set that includes Investment Advisory, Broker Dealer, Alternative Investments, Risk Management, Securities and more. Robert Franklin has 3 emails and 1 mobile phone numbers on RocketReach.
5 free lookup(s).
No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Looking for a different Robert Franklin?
Find contact details for 700 million professionals.
Others Named Robert Franklin
Robert Franklin
SVP and GM Resident Solutions
New York, NY, US
Robert Franklin
Chief Compliance Officer
Montpelier, VT, US
Robert Franklin
President, Richmond VA Chapter
Colonial Heights, VA, US
Robert Franklin
Sales and Marketing Director, Americas
Bakersfield, CA, US
Robert Franklin
Managing director
Humberston, GB
Robert Franklin
Vice President Operations
Rockville Centre, NY, US
Top Equity Services, Inc. Employees
Lance Reihl
President
Montpelier, VT, US
Robert Franklin
Chief Compliance Officer
Montpelier, VT, US
Dan House
Senior Securities Operations, III
Essex, VT, US
Gregory Teese
Chief Operations Officer
Montpelier, VT, US
Helene Lino
Director, Compliance
Pittsburgh, PA, US
Amanda Atwood
Director of Product Management
Morristown, VT, US
Paul Sortino
Registered Representative and Investment Adviser Representative
Washington, DC, US
Brian Nelson
Head of Growth Strategy
Boston, MA, US
Mike Duncan
regional vice president
Oceanside, CA, US
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5 free lookups. 
Search the #1 Contact Database
Get contact details of over 700M profiles across 60M companies - all with industry-leading accuracy. Sales and Recruiter users, try out our Email Finder Extension. 
Use our AI-Powered Email Finder
Find business and personal emails and mobile phone numbers with exclusive coverage across niche job titles, industries, and more for unparalleled targeting. Also available via our Contact Data API. 
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co