If you need more lookups,
subscriptions start at $34 USD/month.
Tom Ferrante Location
New York, NY, US
Tom Ferrante Work
Margin Prime Services Specialist @ (September 2025 - Present)
Vice President, Margin Manager @ (May 2017 - September 2025)
Senior Financial Operations Examiner @ (June 2015 - May 2017)
Manager, Margin Regulatory @ (February 1993 - August 2014)
Tom Ferrante Education
Kingsborough Community College 1990-1992
The Wharton School
Executive Education. Securities Industry Institute (SII) Program
Tom Ferrante Skills
series 99
Margin
Securities Regulation
Prime Brokerage
Risk Management
Team Leadership
Customer Service
Securities Lending
Margin Interest
Offshore Outsourcing
Outsourcing Management
Cash Management
FINRA
Financial Reporting
Financial Risk
Financial Services
Options
Securities
AML
OFAC
Anti Money Laundering
Back Office
Management
Pharmaceutical Industry
Microsoft Office
Tom Ferrante Summary
Tom Ferrante, based in New York, NY, US, is currently a Margin Prime Services Specialist at TD Securities. Tom Ferrante brings experience from previous roles at Industrial and Commercial Bank of China (ICBC) Financial Services LLC, Financial Industry Regulatory Authority (FINRA) and Broadridge Business Process Outsourcing, LLC (formerly Ridge Clearing, ADP Clear. Tom Ferrante holds a 1990 - 1992 Kingsborough Community College. With a robust skill set that includes series 99, Margin, Securities Regulation, Prime Brokerage, Risk Management and more. Tom Ferrante has 3 emails and 3 mobile phone numbers on RocketReach.
Looking for a different Tom Ferrante?
Find contact details for 700 million professionals.