Tom Ferrante Location
New York, NY, US
Tom Ferrante Work
- 2025 - now Margin Prime Services Specialist @ TD Securities
- 2017 - 2025 Vice President, Margin Manager @ Industrial and Commercial Bank of China (ICBC) Financial Services LLC
- 2015 - 2017 Senior Financial Operations Examiner @ FINRA (Financial Industry Regulatory Authority)
- 1993 - 2014 Manager, Margin Regulatory @ Broadridge
Tom Ferrante Education
- Kingsborough Community College1990 - 1992
- The Wharton School
Executive Education. Securities Industry Institute (SII) Program
Tom Ferrante Skills
- series 99
- Margin
- Securities Regulation
- Prime Brokerage
- Risk Management
- Team Leadership
- Customer Service
- Securities Lending
- Margin Interest
- Offshore Outsourcing
Tom Ferrante Summary
Tom Ferrante, based in New York, NY, US, is currently a Margin Prime Services Specialist at TD Securities. Tom Ferrante brings experience from previous roles at Industrial and Commercial Bank of China (ICBC) Financial Services LLC, Financial Industry Regulatory Authority (FINRA) and Broadridge Business Process Outsourcing, LLC (formerly Ridge Clearing, ADP Clear. Tom Ferrante holds a 1990 - 1992 Kingsborough Community College. With a robust skill set that includes series 99, Margin, Securities Regulation, Prime Brokerage, Risk Management and more. Tom Ferrante has 3 emails and 2 mobile phone numbers on RocketReach.
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