Tom Ferrante Email & Phone Number
Margin Prime Services Specialist @ TD Securities
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Tom Ferrante Location
- New York, NY, US
Tom Ferrante Work
- 2025 -now Margin Prime Services Specialist @
- 2017 -2025 Vice President, Margin Manager @
- 2015 -2017 Senior Financial Operations Examiner @
- 1993 -2014 Manager, Margin Regulatory @
Tom Ferrante Education
- Kingsborough Community College 1990-1992
- The Wharton School
Executive Education. Securities Industry Institute (SII) Program
Tom Ferrante Skills
- series 99
- Margin
- Securities Regulation
- Prime Brokerage
- Risk Management
- Team Leadership
- Customer Service
- Securities Lending
- Margin Interest
- Offshore Outsourcing
- Outsourcing Management
- Cash Management
- FINRA
- Financial Reporting
- Financial Risk
- Financial Services
- Options
- Securities
- AML
- OFAC
- Anti Money Laundering
- Back Office
- Management
- Pharmaceutical Industry
- Microsoft Office
Tom Ferrante Summary
- Tom Ferrante, based in New York, NY, US, is currently a Margin Prime Services Specialist at TD Securities. Tom Ferrante brings experience from previous roles at Industrial and Commercial Bank of China (ICBC) Financial Services LLC, Financial Industry Regulatory Authority (FINRA) and Broadridge Business Process Outsourcing, LLC (formerly Ridge Clearing, ADP Clear. Tom Ferrante holds a 1990 - 1992 Kingsborough Community College. With a robust skill set that includes series 99, Margin, Securities Regulation, Prime Brokerage, Risk Management and more. Tom Ferrante has 3 emails and 3 mobile phone numbers on RocketReach.
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