Chief Compliance Officer @ BMA Financial Services, Inc.
Supervisor of Examiners @ NASD
Tom Clough's Education
The Wharton School
(Securities Industry Institute)
2003 - 2006
University of Missouri Trulaske College of Business
(Finance, General)
1980 - 1984
University of Missouri Trulaske College of Business
Bachelor's degree (Finance, General)
1980 - 1984
University of Missouri-Columbia
Bachelor's degree (Finance, General)
1980 - 1984
University of Missouri Trulaske College of Business
BS, Business Administration (Finance)
1980 - 1984
Tom Clough's Skills
Securities
Series 24
FINRA
Broker-Dealer
Securities Regulation
Alternative Investments
Management
Capital Markets
Team Building
ERISA
Tom Clough's Summary
Tom Clough, based in Lenexa, KS, US, is currently a Executive Vice President, Integrator at Mutual Group, bringing experience from previous roles at Modern Wealth Management, Barber Financial Group, Pension Resource Institute, LLC and FINRA. Tom Clough holds a 2003 - 2006 The Wharton School. With a robust skill set that includes Securities, Series 24, FINRA, Broker-Dealer, Securities Regulation and more, Tom Clough contributes valuable insights to the industry. Tom Clough has 5 emails and 1 mobile phone number on RocketReach.