Tom Clough Email & Phone Number
Executive Vice President, Integrator @ Mutual Securities, Inc. Member FINRA, SIPC
Tom Clough Location
Lenexa, KS, US
Tom Clough Work
- 2024 - now Executive Vice President, Integrator @ Mutual Securities, Inc. Member FINRA, SIPC
- 2023 - 2024 Head of Business Integration @ Modern Wealth Management
- 2015 - 2023 President @ Modern Wealth Management
- 2012 - 2015 President and Chief Operating Officer @ Pension Resource Institute, LLC
- 2000 - 2010 Associate Vice President and District Director @ FINRA (Financial Industry Regulatory Authority)
- 1997 - 2000 Chief Compliance Officer @ BMA Financial Services, Inc.
- 1984 - 1997 Supervisor of Examiners @ NASD
Tom Clough Education
- The Wharton School
(Securities Industry Institute)
2003 - 2006 - University of Missouri-Columbia
Bachelor's degree (Finance, General)
1980 - 1984 - University of Missouri-Columbia
BS, Business Administration (Finance)
1980 - 1984
- University of Missouri Trulaske College of Business
Bachelor's degree (Finance, General)
1980 - 1984 - University of Missouri-Columbia1980 - 1984
- University of Missouri Trulaske College of Business1980 - 1984
Tom Clough Skills
- Securities
- Series 24
- FINRA
- Broker-Dealer
- Securities Regulation
- Alternative Investments
- Management
- Capital Markets
- Team Building
- ERISA
Tom Clough Summary
Tom Clough, based in Lenexa, KS, US, is currently a Executive Vice President, Integrator at Mutual Group. Tom Clough brings experience from previous roles at Modern Wealth Management, Barber Financial Group, Pension Resource Institute, LLC and FINRA. Tom Clough holds a 2003 - 2006 The Wharton School. With a robust skill set that includes Securities, Series 24, FINRA, Broker-Dealer, Securities Regulation and more. Tom Clough has 2 emails and 1 mobile phone numbers on RocketReach.
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