Thomas So Location
- Sydney, NSW, AU
Thomas So Work
- 2023 - now Senior Compliance Manager @
- 2019 - 2023 Compliance Manager @
- 2007 - 2019 Associate Director of Investment Compliance @
- 2007 - 2007 Senior Compliance Officer @
- 2005 - 2007 Senior Compliance Officer @
Thomas So Education
- The University of Hong Kong SPACE
Postgraduate Certificate of Enterprise Risk Management
2013 - 2014 - Australian Compliance Institute
Associate (Compliance)
2011 - 2011 - 澳洲新南威爾士大學
Master of Commerce (Advanced Economic)
1997 - 1999
Thomas So Skills
- Risk Management
- Asset Management
- Trade Compliance
- Quality Assurance
- Investment Advisory
- Training
- Corporate Finance
- Customer Service
- Strategic Planning
- Financial Analysis
- Equities
- Banking
- Investments
- Insurance
- Financial Services
Thomas So Summary
- Thomas So, based in Sydney, NSW, AU, is currently a Senior Compliance Manager at Future Super. Thomas So brings experience from previous roles at Zurich Financial Services Australia, AIA, Allianz and Credit Suisse. Thomas So holds a 2013 - 2014 Postgraduate Certificate of Enterprise Risk Management @ The University of Hong Kong SPACE. With a robust skill set that includes Risk Management, Asset Management, Trade Compliance, Quality Assurance, Investment Advisory and more. Thomas So has 2 emails on RocketReach.
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