Tammy Choe's Location
New York, NY, US
Tammy Choe's Work
- Chief Compliance Officer, US Investments @ Mercer
- Chief Compliance Officer @ Cadre
- Chief Compliance Officer - QMA LLC (subsidiary of PGIM, Inc.) @ Prudential Financial
- Vice President, Deputy CCO - QMA @ Prudential Financial
- Vice President - Legal and Compliance @ BlackRock
- Equities Compliance - Vice President and CCO of Barclays Capital Market Makers (NYSE DMM Unit) @ Barclays Corporate & Investment Bank
- Senior Regulatory Analyst @ FINRA (Financial Industry Regulatory Authority)
Tammy Choe's Education
- Georgetown University Law Center
LLM (Securities and Financial Regulation)
2008 - 2011 - Suffolk University Law School
J.D. (LAW)
2005 - 2007 - Georgia Institute of Technology - Georgia Tech College of Management
B.S. (Management (Finance and International Business))
1999 - 2003
Tammy Choe's Skills
- NY Bar - Admitted June 2008
- MA Bar - Admitted November 2007
- FINRA Series 14 License
- Capital Markets
- Derivatives
- Equities
- FINRA
- Financial Analysis
- Financial Services
- Fixed Income
Tammy Choe's Summary
Tammy Choe, based in New York, NY, US, is currently a Chief Compliance Officer, US Investments at Mercer, bringing experience from previous roles at Cadre, Prudential Financial and BlackRock. Tammy Choe holds a 2008 - 2011 LLM in Securities and Financial Regulation @ Georgetown University Law Center. With a robust skill set that includes NY Bar - Admitted June 2008, MA Bar - Admitted November 2007, FINRA Series 14 License, Capital Markets, Derivatives and more, Tammy Choe contributes valuable insights to the industry. Tammy Choe has 2 emails and 1 mobile phone number on RocketReach.
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