Vice President - Legal and Compliance @ (August 2013 - October 2015)
Equities Compliance - Vice President and CCO of Barclays Capital Market Makers (NYSE DMM Unit) @ (July 2010 - August 2013)
Senior Regulatory Analyst @ (September 2007 - May 2011)
Tammy Choe Education
Georgetown Law
LLM (Securities and Financial Regulation)
2008-2011
Suffolk University Law School
J.D. (LAW)
2005-2007
Georgia Institute of Technology - Georgia Tech College of Management
B.S. (Management (Finance and International Business))
1999-2003
Tammy Choe Skills
NY Bar - Admitted June 2008
MA Bar - Admitted November 2007
FINRA Series 14 License
Capital Markets
Derivatives
Equities
FINRA
Financial Analysis
Financial Services
Fixed Income
Hedge Funds
Investment Banking
Risk Management
Securities
Securities Regulation
Ma Bar
Sales
Strategic Planning
Admitted November 2007
Business Development
Admitted June 2008
Ny Bar
Legal Research
Microsoft Excel
Tammy Choe Summary
Tammy Choe, based in New York, NY, US, is currently a Global Chief Compliance Officer, Investments at Marsh. Tammy Choe brings experience from previous roles at Marsh and Prudential Financial. Tammy Choe holds a 2008 - 2011 LLM in Securities and Financial Regulation @ Georgetown Law. With a robust skill set that includes NY Bar - Admitted June 2008, MA Bar - Admitted November 2007, FINRA Series 14 License, Capital Markets, Derivatives and more. Tammy Choe has 3 emails and 1 mobile phone numbers on RocketReach.
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