Tammy Choe Email & Phone Number
Chief Compliance Officer Investments (US and Canada) @ Mercer
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Tammy Choe Location
- New York, NY, US
Tammy Choe Work
- 2023 - now Chief Compliance Officer Investments (US and Canada) @
- 2022 - 2023 Chief Compliance Officer, US Investments @
- 2021 - 2021 Chief Compliance Officer @
- 2020 - 2021 Chief Compliance Officer - QMA LLC (subsidiary of PGIM, Inc.) @
- 2015 - 2020 Vice President, Deputy CCO - QMA @
- 2013 - 2015 Vice President - Legal and Compliance @
- 2010 - 2013 Equities Compliance - Vice President and CCO of Barclays Capital Market Makers (NYSE DMM Unit) @
- 2007 - 2011 Senior Regulatory Analyst @
Tammy Choe Education
- Georgetown University Law Center 2008 - 2011
- Suffolk University Law School 2005 - 2007
- Georgia Institute of Technology - Georgia Tech College of Management 1999 - 2003
Tammy Choe Skills
- NY Bar - Admitted June 2008
- MA Bar - Admitted November 2007
- FINRA Series 14 License
- Capital Markets
- Derivatives
- Equities
- FINRA
- Financial Analysis
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Banking
- Risk Management
- Securities
- Securities Regulation
- Ma Bar
- Sales
- Strategic Planning
- Admitted November 2007
- Business Development
- Admitted June 2008
- Ny Bar
- Legal Research
- Microsoft Excel
Tammy Choe Summary
- Tammy Choe, based in New York, NY, US, is currently a Chief Compliance Officer Investments (US and Canada) at Mercer. Tammy Choe brings experience from previous roles at Mercer, Cadre and Prudential Financial. Tammy Choe holds a 2008 - 2011 Georgetown University Law Center. With a robust skill set that includes NY Bar - Admitted June 2008, MA Bar - Admitted November 2007, FINRA Series 14 License, Capital Markets, Derivatives and more. Tammy Choe has 3 emails and 1 mobile phone numbers on RocketReach.
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