Vice President of Internal Audit @ Safra National Bank of New York (January 2018 - February 2023)
Associate Principal Examiner @ (April 2016 - December 2017)
Regulatory Analyst and Contractor @ (February 2015 - April 2016)
Equity Research Analyst @ (April 2002 - March 2014)
Equity Research Associate @ (July 2001 - April 2002)
Equity Research Associate @ Conning & Company (April 2001 - June 2001)
Credit Analyst and Relationship Manager @ (July 1998 - April 2001)
Sushil Garg Education
University of New Haven
MBA (Finance)
1998-2000
University of Connecticut
BSc (Finance)
1990-1995
Norwich Free Academy 1987-1990
Sushil Garg Skills
Equity Research
Valuation
Financial Modeling
Financial Analysis
Equities
Investments
Credit
Bloomberg
Hedge Funds
Capital Markets
Series 7
Securities
Trading
Value Investing
Long/Short Equity
Private Equity
Options
Fixed Income
Credit Analysis
Series 63
Commercial Banking
Alternative Investments
Hedging
Finance
Compliance Examiner
Securities Regulation
Surveillance
FINRA
SEC
Investment Advisers Act
Investment Company Act
Regulatory Compliance
Regulatory Examinations
Auditing
Banking
Public Speaking
See 14+See Less
Sales
Microsoft Excel
Sushil Garg Summary
Sushil Garg, based in New York, NY, US, is currently a Internal Audit Manager at DWS Group. Sushil Garg brings experience from previous roles at Safra National Bank of New York, Financial Industry Regulatory Authority (FINRA) and Dowling & Partners. Sushil Garg holds a 1998 - 2000 MBA in Finance @ University of New Haven. With a robust skill set that includes Equity Research, Valuation, Financial Modeling, Financial Analysis, Equities and more. Sushil Garg has 4 emails on RocketReach.
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