Susan Carson Email & Phone Number
Compliance Specialist @ SoFi
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Susan Carson Location
- Charlotte, NC, US
Susan Carson Work
- 2026 - now Compliance Specialist @
- 2024 - now Senior Compliance Analyst @
- 2019 - 2024 Testing and Monitoring – Internal Independent Tester @
- 2014 - 2019 Trading Specialist – Trade Floor @
- 2012 - 2014 Brokerage Operations and Communications– Wealth Management Call Center @
- 2007 - 2012 Licensed Sales Associate – Advisor Support @
Susan Carson Education
- Belmont Abbey College
Bachelor's degree (English Language and Literature/Letters)
1996 - 1999
Susan Carson Skills
- Series 10
- Series 9
- Trading
- Microsoft Office
- Microsoft Excel
- Microsoft Word
- Hold Series 7
- series 63
- series 9/10
- series 66
- Options
- ETFs
Susan Carson Summary
- Susan Carson, based in Charlotte, NC, US, is currently a Compliance Specialist at SoFi. Susan Carson brings experience from previous roles at Concorde Investment Services, Ally, TIAA and Wells Fargo. Susan Carson holds a 1996 - 1999 Bachelor's degree in English Language and Literature/Letters @ Belmont Abbey College. With a robust skill set that includes Series 10, Series 9, Trading, Microsoft Office, Microsoft Excel and more. Susan Carson has 1 emails and 1 mobile phone numbers on RocketReach.
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