Stuart Simpson Email & Phone Number
Compliance Director - Equity Sales and Trading @ Stifel Financial Corp.
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Stuart Simpson Location
- Nashville, TN, US
Stuart Simpson Work
- 2021 -now Compliance Director - Equity Sales and Trading @
- 2015 -2021 Senior Compliance Analyst @
- 2010 -2015 Senior Regulatory Analyst @
- 2010 -2010 Banking @
- 2008 -2010 Financial Representative @ Innovative Financial Group/John Hancock
- 2004 -2008 VP, Senior Equity Trader, Financial Institutions Group @
- 2000 -2004 Equity Trader @
- 1995 -2000 NASDAQ Liaison @ JC Bradford and Company
Stuart Simpson Education
- Lipscomb University
BS (Finance/Economics)
1993-1998
Stuart Simpson Skills
- Series 7
- Series 63
- Equity Trading
- OATS
- Securities Regulation
- series 55
- Compliance
- Equities
- Finance
- Securities
- Series 24
Stuart Simpson Summary
- Stuart Simpson, based in Nashville, TN, US, is currently a Compliance Director - Equity Sales and Trading at Stifel Financial Corp.. Stuart Simpson brings experience from previous roles at Stifel Financial Corp., FINRA, Regions Bank/Morgan Keegan and Innovative Financial Group/John Hancock. Stuart Simpson holds a 1993 - 1998 BS in Finance/Economics @ Lipscomb University. With a robust skill set that includes Series 7, Series 63, Equity Trading, OATS, Securities Regulation and more. Stuart Simpson has 5 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Stuart Simpson?
Find contact details for 700 million professionals.
Others Named Stuart Simpson
Stuart Simpson
Scientist
South Brisbane, QLD, AU
Stuart Simpson
Client Director
London, GB
Stuart Simpson
Head of Pneumatics Division at Flowtech
England, United Kingdom
Stuart Simpson
Chief Executive Officer
United Kingdom
Stuart Simpson
Hotel Manager
Edinburgh, Scotland, GB
Stuart Simpson
Founder
Lausanne, VD, CH
Stuart Simpson
General Manager - Wholesale and Corporate Affairs
United Arab Emirates
Top Stifel Financial Corp. Employees
Judith Combs
Managing Director
St. Louis, MO, US
Martin Ghafoori
Managing Director, Public Finance - Stifel
St. Louis, MO, US
James Zemlyak
President
St. Louis, MO, US
David Sliney
Chief Operating Officer
St. Louis, MO, US
Susan Robinson
Vice President Corporate Incentive and Travel
St. Louis, MO, US
Sean McCarthy
Managing Director
St. Louis, MO, US
Rick Baur
Procurement Director- Vice President
St. Louis, MO, US
Joshua Bledsoe
Managing Director - Stifel
St. Louis, MO, US
Rhett Geraghty
Vice President, Marketing Manager - Stifel
St. Louis, MO, US
Laura Radcliff
Managing Director, Public Finance - Stifel
St. Louis, MO, US
Kristen Johnson
Vice President, Benefits Director
St. Louis, MO, US
Mike Spero
Chief Operating Officer - Asset Management
Washington, DC, US
Joseph Watson
Senior Vice President and Investments
St. Louis, MO, US
Matthew Smith
Managing Director
St. Louis, MO, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co