Stuart Simpson Email & Phone Number
Compliance Director - Equity Sales and Trading @ Stifel Financial Corp.
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Stuart Simpson Location
- Nashville, TN, US
Stuart Simpson Work
- Compliance Director - Equity Sales and Trading @ (January 2021 - Present)
- Senior Compliance Analyst @ (July 2015 - January 2021)
- Senior Regulatory Analyst @ (September 2010 - July 2015)
- Vice President, Senior Equity Trader, Financial Institutions Group @ (October 2004 - October 2008)
- Equity Trader @ (October 2000 - October 2004)
- NASDAQ Liaison @ JC Bradford and Company (October 1995 - October 2000)
Stuart Simpson Education
- Lipscomb University
BS (Finance/Economics)
1993-1998
Stuart Simpson Skills
- Compliance
- Equities
- Equity Trading
- Finance
- OATS
- Securities
- Securities Regulation
- Series 63
- Series 7
- series 55
- Series 24
Stuart Simpson Summary
- Stuart Simpson, based in Nashville, TN, US, is currently a Compliance Director - Equity Sales and Trading at Stifel Financial Corp.. Stuart Simpson brings experience from previous roles at Stifel Financial Corp., FINRA, FTN Midwest Securities Corp and Raymond James and Associates. Stuart Simpson holds a 1993 - 1998 BS in Finance/Economics @ Lipscomb University. With a robust skill set that includes Compliance, Equities, Equity Trading, Finance, OATS and more. Stuart Simpson has 5 emails and 1 mobile phone numbers on RocketReach.
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