Stuart Simpson Email & Phone Number
Compliance Director - Equity Sales and Trading @ Stifel Financial Corp.
Stuart Simpson Location
Nashville, TN, US
Stuart Simpson Work
- 2021 - now Compliance Director - Equity Sales and Trading @ Stifel Financial Corp.
- 2015 - 2021 Senior Compliance Analyst @ Stifel Financial Corp.
- 2010 - 2015 Senior Regulatory Analyst @ FINRA (Financial Industry Regulatory Authority)
- 2010 - 2010 Banking @ Regions Bank
- 2008 - 2010 Financial Representative @ Innovative Financial Group/John Hancock
- 2004 - 2008 VP, Senior Equity Trader, Financial Institutions Group @ FTN Midwest Securities
- 2000 - 2004 Equity Trader @ Raymond James
- 1995 - 2000 NASDAQ Liaison @ JC Bradford and Company
Stuart Simpson Education
- Lipscomb University
BS (Finance/Economics)
1993 - 1998
Stuart Simpson Skills
- Series 7
- Series 63
- Equity Trading
- OATS
- Securities Regulation
- series 55
- Compliance
- Equities
- Finance
- Securities
Stuart Simpson Summary
Stuart Simpson, based in Nashville, TN, US, is currently a Compliance Director - Equity Sales and Trading at Stifel Financial Corp.. Stuart Simpson brings experience from previous roles at Stifel Financial Corp., FINRA, Regions Bank/Morgan Keegan and Innovative Financial Group/John Hancock. Stuart Simpson holds a 1993 - 1998 BS in Finance/Economics @ Lipscomb University. With a robust skill set that includes Series 7, Series 63, Equity Trading, OATS, Securities Regulation and more. Stuart Simpson has 6 emails and 1 mobile phone numbers on RocketReach.
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Top Stifel Financial Corp. Employees
-
Ron Kruszewski
Chairman and CEO at Stifel Financial Corp.
St. Louis, MO, US25 -
James Zemlyak
President at Stifel Financial Corp.
St. Louis, MO, US35+ -
23
-
Joshua Bledsoe
Managing Director - Stifel at Stifel Financial Corp.
St. Louis, MO, US25 -
22
-
Avi Stein
CFO Global Wealth Management at Stifel Financial Corp.
Englewood, NJ, US25 -
25+
-
Rick Baur
Procurement Director- Vice President at Stifel Financial Corp.
St. Louis, MO, US5+ -
23
-
22
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