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Steven Thornton Location
Pasadena, CA, US
Steven Thornton Work
President @ (September 2006 - Present)
President @ (October 2006 - Present)
Financial and Operations Principal @ (July 2009 - Present)
Financial and Operations Principal @ ExchangeRight Securities, LLC (October 2017 - Present)
Chief Compliance Officer and FinOp @ FMI Capital Advisors, Inc. (August 2023 - Present)
Chief Compliance Officer @ Avendus Capital Inc. (September 2013 - Present)
Financial and Operations Principal @ (April 2012 - Present)
Chief Compliance Officer and FinOp @ (April 2008 - Present)
Senior Compliance Examiner @ FINRA/NASD (March 1997 - May 2000)
0351 Anti-Tank Assault @ (March 1989 - March 1994)
Steven Thornton Education
California State University - Northridge
Bachelor Of Science (Finance)
1987-1992
Steven Thornton Summary
Steven Thornton, based in Pasadena, CA, US, is currently a President at Thornton & Associates, LLC. Steven Thornton brings experience from previous roles at Thornton & Associates, LLC, BDO Capital Advisors, LLC, ExchangeRight Securities, LLC and FMI Capital Advisors, Inc.. Steven Thornton holds a 1987 - 1992 Bachelor Of Science in Finance @ California State University - Northridge. Steven Thornton has 2 mobile phone numbers on RocketReach.
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